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EG

Enrico S. Gaglioti

FS INVESTMENT SOLUTIONS
Philadelphia, PA 19112
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CRD#: 2649966
EG

Professional summary


Enrico Salvatore Gaglioti is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Philadelphia, Pennsylvania.

Enrico is registered as a RR (Registered Representative) and started their career in finance in 1995. Enrico has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Enrico Salvatore Gaglioti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 2, 2020 - Present

FS INVESTMENT SOLUTIONS, LLC

Office #1: 201 Rouse Boulevard, Philadelphia, PA 19112Office #2: 9 Old Kings Highway South, Darien, CT 06820Office #3: 201 Rouse Boulevard, Philadelphia, PA 19112Office #4: 10 East 53rd Street 20th Floor, New York, NY 10022
BD
CRD#: 145244
Philadelphia, PA
Past

November 30, 2015 - February 27, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

September 28, 1998 - January 29, 2015

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

November 29, 1997 - September 22, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 6, 1995 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/13/2024)
RR
Alaska
(6/13/2024)
RR
Arizona
(6/13/2024)
RR
Arkansas
(6/13/2024)
RR
California
(6/13/2024)
RR
Colorado
(6/13/2024)
RR
Connecticut
(6/13/2024)
RR
Delaware
(6/13/2024)
RR
District of Columbia
(6/13/2024)
RR
Florida
(6/13/2024)
RR
Georgia
(6/13/2024)
RR
Hawaii
(6/13/2024)
RR
Idaho
(6/13/2024)
RR
Illinois
(6/13/2024)
RR
Indiana
(6/13/2024)
RR
Iowa
(6/13/2024)
RR
Kansas
(3/2/2020)
RR
Kentucky
(6/13/2024)
RR
Louisiana
(6/13/2024)
RR
Maine
(6/13/2024)
RR
Maryland
(6/13/2024)
RR
Massachusetts
(6/13/2024)
RR
Michigan
(6/13/2024)
RR
Minnesota
(6/13/2024)
RR
Mississippi
(6/13/2024)
RR
Missouri
(6/13/2024)
RR
Montana
(6/13/2024)
RR
Nebraska
(6/13/2024)
RR
Nevada
(6/13/2024)
RR
New Hampshire
(6/13/2024)
RR
New Jersey
(3/2/2020)
RR
New Mexico
(6/13/2024)
RR
New York
(3/2/2020)
RR
North Carolina
(6/13/2024)
RR
North Dakota
(6/13/2024)
RR
Ohio
(6/13/2024)
RR
Oklahoma
(6/13/2024)
RR
Oregon
(6/13/2024)
RR
Pennsylvania
(3/2/2020)
RR
Puerto Rico
(6/13/2024)
RR
Rhode Island
(6/13/2024)
RR
South Carolina
(6/13/2024)
RR
South Dakota
(6/13/2024)
RR
Tennessee
(6/13/2024)
RR
Texas
(6/13/2024)
RR
Utah
(6/13/2024)
RR
Vermont
(6/13/2024)
RR
Virginia
(6/13/2024)
RR
Washington
(6/13/2024)
RR
West Virginia
(6/13/2024)
RR
Wisconsin
(6/13/2024)
RR
Wyoming
(6/13/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/23/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


FI
FS INVESTMENT SOLUTIONS, LLC
FS INVESTMENT SOLUTIONS, LLC | FS2 CAPITAL PARTNERS, LLC

CRD#: 145244 / SEC#: , 8-67718

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
201 Rouse Boulevard, Philadelphia, PA 19112
Mailing Address
201 Rouse Boulevard, Philadelphia, PA 19112
Phone number
(215) 495-1150
Established
Delaware since 07/17/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FRANKLIN SQUARE HOLDINGS, LPSOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC
DETWILER, ELIZABETH CAMILLAGENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER4361137
GAGLIOTI, ENRICO SALVATOREPRESIDENT2649966
PAGNOTTA, CHRISTOPHER VINCENTCHIEF COMPLIANCE OFFICER4418522
SCARPATI, GERARDFINOP/CFO, PFO2313132

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244Philadelphia, PA 19112

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