Christie M. Vincent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christie Michelle Vincent, who also goes by Christie Michelle Trammell, Michelle Trammell, Michelle VIncent, was a registered financial professional .
Christie is a previously registered financial professional and started their career in finance in 1996. Christie had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 22, Series 24, Series 28 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2002 - August 2, 2023
MAMMOTH RESEARCH
December 21, 1999 - March 6, 2002
USP SECURITIES CORPORATION
February 15, 1996 - December 23, 1997
INVESTCO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 6/6/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MAMMOTH RESEARCH
CRD#: 118148 / SEC#: , 8-53635
Contact information
Documents
Red Flags
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