Colin P. Gordon
Professional summary
Colin Patrick Gordon is a registered financial professional currently at BARINGS SECURITIES LLC located in Charlotte, North Carolina.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1995. Colin has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin Patrick Gordon's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 29, 2016 - Present
BARINGS SECURITIES LLC
Office #1: 300 S. Tryon Street Suite 2500, Charlotte, NC 28202September 26, 2008 - July 1, 2009
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
April 22, 2005 - September 26, 2008
J.P. MORGAN SECURITIES LLC
October 12, 2000 - April 19, 2004
J.P. MORGAN SECURITIES LLC
August 29, 1995 - November 20, 1998
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2016)
Exams
FINRA
Current Firm
BARINGS SECURITIES LLC
CRD#: 36929 / SEC#: , 8-47589
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
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