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RK

Richard H. Kreger

MOODY CAPITAL SOLUTIONS,
Atlanta, GA
Some features on this profile are disabled
CRD#: 2647135
RK

Professional summary

Richard Henri Kreger, who also goes by Rich Kreger, is a registered financial professional currently at MOODY CAPITAL SOLUTIONS, INC located in Atlanta, Georgia.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rich Kreger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RHK Capital LLC - 88 Post Road West 1st Fl Westport CT 06880 -50% inactive partner - not investment related SHAREHOLDER AND BOARD MEMBER OF TAG GROUP, INC. THIS REQUIRES TWO HOURS A MONTH IN TIME. TAG GROUP, INC. IS A FINANCIAL SERVICES HOLDING COMPANY.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Henri Kreger's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2024 - Present

MOODY CAPITAL SOLUTIONS, INC

BD
CRD#: 15989
Atlanta, GA
Past

March 17, 2023 - November 20, 2023

R. F. LAFFERTY & CO., INC.

RIA
CRD#: 2498
Weston, CT
Past

March 14, 2023 - November 20, 2023

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

August 1, 2022 - March 9, 2023

NOBLE CAPITAL MANAGEMENT, INC.

RIA
CRD#: 112938
Westport, CT
Past

January 26, 2021 - March 9, 2023

NOBLE CAPITAL MARKETS, INC.

BD
CRD#: 15768
Westport, CT
Past

February 6, 2017 - December 4, 2020

TRUST ADVISORY GROUP LTD

RIA
CRD#: 106926
Westport, CT
Past

February 6, 2017 - December 4, 2020

AGES FINANCIAL SERVICES, LTD.

BD
CRD#: 15427
Westport, CT
Past

March 30, 2015 - February 3, 2017

SOURCE CAPITAL GROUP, INC.

RIA
CRD#: 36719
WESTPORT, CT
Past

September 4, 2014 - February 3, 2017

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

March 9, 2009 - February 16, 2011

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

June 11, 2008 - March 16, 2009

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

November 23, 2004 - June 16, 2008

MIDTOWN PARTNERS

BD
CRD#: 104223
NEW YORK, NY
Past

April 12, 2004 - November 8, 2004

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

March 17, 2000 - November 29, 2000

GROSSMAN & CO., LLC.

BD
CRD#: 10222
DIX HILLS, NY
Past

April 28, 1999 - November 11, 1999

RUMSON CAPITAL, LLC

BD
CRD#: 33848
MONTEBELLO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/6/2024)
RR
Florida
(9/29/2025)
RR
Texas
(5/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/25/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/4/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 4/10/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/1/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MOODY CAPITAL SOLUTIONS, INC
MIDSOUTH CAPITAL MARKETS GROUP | REDCHIP SECURITIES, INC. | PENN CENTER INVESTMENTS, INC. | MOODY CAPITAL SOLUTIONS, INC. | MOODY CAPITAL SOLUTIONS, INC | MOODY CAPITAL SOLUTION, INC.

CRD#: 15989 / SEC#: , 8-32928

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Mailing Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Phone number
(770) 377-3556
Established
Pennsylvania since 10/15/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTH FOUNTAIN HOLDINGS, INC.OWNER
KREGER, RICHARD HENRICEO2647135
LENART, BRIAN DOUGLASFINOP/PFO/POO736107
ROSENSTEIN, ROBERT LLOYDPRESIDENT/CCO2195737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOODY CAPITAL SOLUTIONS, INC

CRD#: 15989Atlanta, GA

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