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CRD#: 15989
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MOODY CAPITAL SOLUTIONS, INC is located at 2458 Dunkerrin Lane, Atlanta, GA 30360 and was first established at Atlanta, Pennsylvania in 10/15/1984. After operating for 41 years, MOODY CAPITAL SOLUTIONS, INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MOODY CAPITAL SOLUTIONS, INC’s clients are individuals and 0% of their clients are high net worth individuals. MOODY CAPITAL SOLUTIONS, INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MOODY CAPITAL SOLUTIONS, INC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MOODY CAPITAL SOLUTIONS, INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MOODY CAPITAL SOLUTIONS, INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MOODY CAPITAL SOLUTIONS, INC Comes From

Understanding the Statistics for MOODY CAPITAL SOLUTIONS, INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Mailing Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Firm Size
Small
Phone Number
(770) 377-3556
Established
Pennsylvania since 10/15/1984
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GROWTH FOUNTAIN HOLDINGS, INC.OWNER
KREGER, RICHARD HENRICEO2647135
LENART, BRIAN DOUGLASFINOP/PFO/POO736107
ROSENSTEIN, ROBERT LLOYDPRESIDENT/CCO2195737

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Advisor's working at MOODY CAPITAL SOLUTIONS, INC

RR

Robert Lloyd Rosenstein

RR
CRD#: 2195737
Location:
Atlanta, GA
Company:
MOODY CAPITAL SOLUTIONS, INC
Disclosures:
Experience:
34 years
View Profile
SE

Shawn Alden Ellis

Shawn Ellis
RR
CRD#: 4609980
Location:
Atlanta, GA
Company:
MOODY CAPITAL SOLUTIONS, INC
Disclosures:
Experience:
23 years
View Profile
JB

James Buckner Brown

Bucky Brown
RR
CRD#: 1140620
Location:
Atlanta, GA
Company:
MOODY CAPITAL SOLUTIONS, INC
Disclosures:
Experience:
33 years
View Profile
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