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RK

Richard Henri Kreger

MOODY CAPITAL SOLUTIONS
New York, NY
·CRD# 2647135·24 years experience

Professional Summary

Richard Henri Kreger, who also goes by Rich Kreger, is a registered financial advisor currently at MOODY CAPITAL SOLUTIONS, INC located in New York, New York. Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rich Kreger

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

Current

MOODY CAPITAL SOLUTIONS, INCCurrent·CRD# 15989
BD
230 Park Avenue, New York, NY 10169
February 6, 2024 - Present

Past

R. F. LAFFERTY & CO., INC.Past·CRD# 2498
RIA
Weston, CT
March 17, 2023 - November 20, 2023
R. F. LAFFERTY & CO., INC.Past·CRD# 2498
BD
New York, NY
March 14, 2023 - November 20, 2023
NOBLE CAPITAL MANAGEMENT, INC.Past·CRD# 112938
RIA
Westport, CT
August 1, 2022 - March 9, 2023
NOBLE CAPITAL MARKETS, INC.Past·CRD# 15768
BD
Westport, CT
January 26, 2021 - March 9, 2023
TRUST ADVISORY GROUP LTDPast·CRD# 106926
RIA
Westport, CT
February 6, 2017 - December 4, 2020
AGES FINANCIAL SERVICES, LTD.Past·CRD# 15427
BD
Westport, CT
February 6, 2017 - December 4, 2020
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
RIA
Westport, CT
March 30, 2015 - February 3, 2017
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
September 4, 2014 - February 3, 2017
SOURCE CAPITAL GROUP, INC.Past·CRD# 36719
BD
Westport, CT
March 9, 2009 - February 16, 2011
MAXIM GROUP LLCPast·CRD# 120708
BD
New York, NY
June 11, 2008 - March 16, 2009
MIDTOWN PARTNERSPast·CRD# 104223
BD
New York, NY
November 23, 2004 - June 16, 2008
H.C.WAINWRIGHT & CO., LLCPast·CRD# 375
BD
New York, NY
April 12, 2004 - November 8, 2004
GROSSMAN & CO., LLC.Past·CRD# 10222
BD
Dix Hills, NY
March 17, 2000 - November 29, 2000
RUMSON CAPITAL, LLCPast·CRD# 33848
BD
Montebello, NY
April 28, 1999 - November 11, 1999

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Current Firm

MC
MOODY CAPITAL SOLUTIONS, INC

MIDSOUTH CAPITAL MARKETS GROUP | REDCHIP SECURITIES, INC. | PENN CENTER INVESTMENTS, INC. | MOODY CAPITAL SOLUTIONS, INC. | MOODY CAPITAL SOLUTIONS, INC | MOODY CAPITAL SOLUTION, INC.

CRD#: 15989 / SEC#: 8-32928
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

12807 Doe Drive, Alpharetta, GA 30004

Mailing Address

12807 Doe Drive, Alpharetta, GA 30004

Phone Number

(770) 377-3556

Established

Pennsylvania since 10/15/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTH FOUNTAIN HOLDINGS, INC.OWNER—
KREGER, RICHARD HENRICEO2647135
LENART, BRIAN DOUGLASFINOP/PFO/POO736107
ROSENSTEIN, ROBERT LLOYDPRESIDENT2195737
SMULEVITZ, CHARLESCCO5099387

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RHK Capital LLC - 88 Post Road West 1st Fl Westport CT 06880 -50% inactive partner - not investment related SHAREHOLDER AND BOARD MEMBER OF TAG GROUP, INC. THIS REQUIRES TWO HOURS A MONTH IN TIME. TAG GROUP, INC. IS A FINANCIAL SERVICES HOLDING COMPANY.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(2/6/2024)
RR
Florida
(9/29/2025)
RR
South Carolina
(9/25/2026)
RR
Texas
(5/6/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2014About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2015About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Richard Henri Kreger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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