Michael P. Hoffman
TRUIST ADVISORY SERVICES
ROCKVILLE, MD 20850
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CRD#: 2645578
Professional summary
Michael Patrick Hoffman, CFP®, who also goes by Mike Hoffman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Rockville, Maryland and TRUIST INVESTMENT SERVICES, INC. located in Gaithersburg, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Mike Hoffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POSITION: Co-Owner NATURE: I own 50% of a rental property in Stone Harbor, New Jersey. It is a beach home (town home) that I rent weekly from June - September. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2002 ADDRESS: , Stone Harbor NJ DESCRIPTION: I simply pay the bill. My partner handles the payment and upkeep of the property.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
September 12, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1445 Research Blvd Rd Fl 4, Rockville, MD 20850RIA
CRD#: 283390
ROCKVILLE, MD
Current
May 26, 2000 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 467 N Frederick Ave, Gaithersburg, MD 20877Office #2: 12325 Georgia Ave, Silver Spring, MD 20906Office #3: 1445 Research Blvd Fl 2, Rockville, MD 20850Office #4: 1371 Lamberton Dr, Silver Spring, MD 20902Office #5: 8924 Woodyard Rd, Clinton, MD 20735Office #6: 15924 Crain Hwy, Brandywine, MD 20613Office #7: 12052 Cherry Hill Rd, Silver Spring, MD 20904BD
CRD#: 17499
Gaithersburg, MD
Past
July 10, 2002 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
OXON HILL, MD
Past
January 1, 1997 - May 26, 2000
CRESTAR SECURITIES CORPORATION
BD
CRD#: 17464
RICHMOND, VA
Past
August 24, 1995 - January 1, 1997
CITIZENS BROKERAGE SERVICES, INC.
BD
CRD#: 17666
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/19/2012)
RR
California(10/10/2003)
RR
Colorado(2/7/2008)
RR
Connecticut(5/24/2017)
RR
Delaware(1/29/2018)
RR
District of Columbia(5/26/2000)
RR
Florida(5/26/2000)
RR
Georgia(5/19/2020)
RR
Illinois(2/11/2025)
RR
Louisiana(11/8/2016)
RR
Maine(5/15/2017)
RR
Maryland(5/26/2000)
IAR
Maryland(9/12/2016)
RR
Massachusetts(10/29/2003)
RR
Mississippi(4/16/2024)
RR
New Jersey(3/26/2008)
RR
New Mexico(4/16/2020)
RR
New York(10/26/2020)
RR
North Carolina(7/28/2008)
RR
North Dakota(11/13/2018)
RR
Ohio(10/29/2024)
RR
Pennsylvania(8/21/2018)
RR
South Carolina(6/15/2011)
RR
Tennessee(1/20/2023)
IAR
Texas(6/14/2017)
RR
Texas(9/23/2020)
RR
Vermont(9/27/2023)
RR
Virginia(5/26/2000)
RR
Washington(5/16/2025)
RR
West Virginia(9/30/2016)
RR
Wisconsin(3/16/2022)
RR
Wyoming(12/16/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
