Brian P. Corbett
Professional summary
Brian Patrick Corbett is a registered financial professional currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Patrick Corbett's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2026 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202March 24, 2021 - July 10, 2026
LPL FINANCIAL LLC
March 24, 2021 - July 10, 2026
LPL FINANCIAL LLC
December 22, 2014 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - December 19, 2014
BMO HARRIS FINANCIAL ADVISORS, INC.
August 1, 2012 - March 24, 2021
BMO HARRIS FINANCIAL ADVISORS, INC.
April 18, 2012 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
April 27, 2010 - April 18, 2012
M&I INVESTMENT MANAGEMENT CORP.
July 9, 2008 - August 1, 2012
M&I FINANCIAL ADVISORS, INC
May 13, 2008 - July 14, 2008
CETERA INVESTMENT SERVICES LLC
November 21, 2000 - July 17, 2003
CETERA INVESTMENT SERVICES LLC
November 28, 1998 - September 29, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 25, 1997 - March 16, 1998
EDWARD JONES
September 11, 1995 - August 26, 1997
H.J. MEYERS & CO., INC.
Primary Firm SEC Registration
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2026 | ||
| 01/13/2025 |
Red Flags
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