James M. Fletcher

NATALLIANCE SECURITIES

Boerne, TX 78006

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CRD#: 2641193

Professional summary

James Michael Fletcher is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Boerne, Texas.

James is registered as a RR (Registered Representative) and started their career in finance in 1995. James has worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) INCOME SOLUTION PARTNERS, DBA ,PARTNER, INSTITUTIONAL FIXED INCOME, BOERNE, TX, , INVESTMENT RELATED, START 5/2021

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Michael Fletcher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2023 - Present

NATALLIANCE SECURITIES, LLC

Office #1: 124 E. Bandera Rd, Ste 202, Boerne, TX 78006

CRD#: 39455

Boerne, TX

Past

July 22, 2022 - February 21, 2023

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

BOERNE, TX

Past

May 18, 2021 - February 21, 2023

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

BOERNE, TX

Past

May 18, 2021 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOERNE, TX

Past

October 25, 2004 - April 8, 2021

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

BOERNE, TX

Past

December 4, 2003 - April 8, 2021

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

BOERNE, TX

Past

October 24, 2002 - June 11, 2003

E*TRADE ADVISORY SERVICES, INC.

RIA

CRD#: 111178

SAN ANTONIO, TX

Past

May 14, 2002 - June 11, 2003

E*TRADE SECURITIES LLC

CRD#: 29106

JERSEY CITY, NJ

Past

September 1, 2001 - September 28, 2001

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

Past

March 7, 1996 - September 1, 2001

FISERV CORRESPONDENT SERVICES, INC.

CRD#: 29273

DENVER, CO

Past

August 1, 1995 - February 2, 1996

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/11/2025)

Connecticut
(5/7/2025)

Missouri
(2/17/2023)

South Carolina
(2/17/2023)

Texas
(2/17/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/30/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/28/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/12/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NATALLIANCE SECURITIES, LLC

CRD#: 39455 / SEC#: , 8-48723

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

3101 Bee Cave Rd Suite 800, Austin, TX 78701

Mailing Address

3101 Bee Cave Rd Suite 270, Austin, TX 78746

Phone number

(512) 609-1700

Established

Delaware since 12/31/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
NATALLIANCE HOLDING COMPANY LLC	OWNER
ADAMS, JASON	BOARD MEMBER	2690575
BRENNER, ANDREW SCOTT	BOARD MEMBER	1227535
BUSH, FRED COSTON	CFO/COO	3075024
CARREON, MICHELLE ELLIS	CCO	4861485
GIORDANO, MICHAEL JAMES	BOARD MEMBER	5942248
HENDRICKSON, GEORGE ALEXANDER BROWN	BOARD MEMBER	2382347
LIEPMAN, JOHN FRANCIS	BOARD MEMBER	2037298
LOERCH, SAMUEL JAMES	BOARD MEMBER	1195328
SALTER, MARK MYLES	BOARD MEMBER/CEO/PRESIDENT	1180139
TAYLOR, BRADFORD STEPHEN	BOARD MEMBER	5751455

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James M. Fletcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Michael Fletcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

E*TRADE ADVISORY SERVICES, INC.

E*TRADE SECURITIES LLC

NF CLEARING, INC.

FISERV CORRESPONDENT SERVICES, INC.

JOSEPH CHARLES & ASSOC., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2002

Series 63

Date: 8/14/1995

Series 57TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/30/2000

Series 7

Date: 7/28/1995

Series 24

Date: 8/12/2002

FINRA

Current Firm

NATALLIANCE SECURITIES, LLC

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATALLIANCE SECURITIES, LLC

TRUST BUT VERIFY

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