Brian Timothy Ogara
Professional Summary
Brian Timothy Ogara, who also goes by Timothy O'gara, Brian T Ogara, is a registered financial advisor currently at SHANNON ADVISORS LLC located in Lake Forest, Illinois. Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Timothy O'gara, Brian T Ogara
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SHANNON ADVISORS LLC
Contact Information
Main Address
272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328Mailing Address
272 E. Deerpath Road Suite 254, Lake Forest, IL 60045-5328Phone Number
(847) 739-3208Established
Delaware since 03/11/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANNON ADVISORS LP | MEMBER | — |
| OGARA, BRIAN TIMOTHY | CHIEF EXECUTIVE OFFICER, EXECUTIVE REP., CHIEF COMPLIANCE OFFICER, PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 2640600 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/20/2014)
(3/30/2012)
(1/26/2012)
(10/13/2009)
(11/4/2010)
(1/12/2010)
(8/6/2010)
(6/28/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 2009About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Timothy Ogara's CRS (Customer Relationship Summary).
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