Anthony Procopio

THINK ALPHA SECURITIES

Princeton, NJ 08540

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CRD#: 2640435

Professional summary

Anthony Procopio, who also goes by Anthony Procgoio, is a registered financial professional currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Procgoio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Procopio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2021 - Present

THINK ALPHA SECURITIES, LLC

Office #1: 116 Commons Way Building 1, Suite 166, Princeton, NJ 08540

CRD#: 300679

Princeton, NJ

Past

April 18, 2016 - August 21, 2017

ARXIS SECURITIES LLC

CRD#: 172506

NEW YORK, NY

Past

July 2, 2012 - October 26, 2015

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

July 11, 2003 - December 31, 2010

KNIGHT CAPITAL MARKETS LLC

CRD#: 38379

JERSEY CITY, NJ

Past

February 8, 1999 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

October 16, 1998 - November 9, 1998

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

July 17, 1997 - February 12, 1999

NATIONAL INVESTOR SERVICES CORP.

CRD#: 39410

BELLEVUE, NE

Past

February 27, 1997 - December 5, 1997

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/3/2021)

Alaska
(8/2/2021)

Arizona
(8/4/2021)

Arkansas
(8/3/2021)

California
(8/5/2022)

Colorado
(8/2/2021)

Connecticut
(6/16/2021)

Delaware
(8/9/2021)

District of Columbia
(6/16/2021)

Florida
(7/6/2021)

Georgia
(7/20/2021)

Hawaii
(10/5/2021)

Idaho
(6/17/2021)

Illinois
(6/29/2022)

Indiana
(8/3/2021)

Iowa
(7/27/2021)

Kansas
(7/21/2021)

Kentucky
(8/2/2021)

Louisiana
(9/7/2021)

Maine
(7/20/2021)

Maryland
(6/16/2021)

Massachusetts
(7/20/2021)

Michigan
(7/20/2021)

Minnesota
(8/3/2021)

Mississippi
(7/29/2021)

Missouri
(7/20/2021)

Montana
(8/5/2022)

Nebraska
(8/5/2021)

Nevada
(8/2/2021)

New Hampshire
(7/20/2021)

New Jersey
(7/29/2021)

New Mexico
(7/30/2021)

New York
(8/1/2021)

North Carolina
(7/19/2021)

North Dakota
(8/2/2021)

Ohio
(6/16/2021)

Oklahoma
(8/2/2021)

Oregon
(7/20/2021)

Pennsylvania
(7/20/2021)

Puerto Rico
(6/17/2021)

Rhode Island
(7/20/2021)

South Carolina
(8/5/2021)

South Dakota
(8/9/2021)

Tennessee
(7/30/2021)

Texas
(7/21/2021)

Utah
(7/20/2021)

Vermont
(7/29/2021)

Virginia
(7/22/2021)

Washington
(7/30/2021)

West Virginia
(8/9/2021)

Wisconsin
(7/21/2021)

Wyoming
(8/2/2021)

Exams

State Security Law Exam

Series 63

Date: 7/19/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/9/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/26/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/2016

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THINK ALPHA SECURITIES, LLC

THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC

CRD#: 300679 / SEC#: , 8-70292

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

116 Commons Way Building 1, Suite 116, Princeton, NJ 08540

Mailing Address

116 Commons Way Suite 116, Princeton, NJ 08540

Phone number

(856) 389-3331

Established

Delaware since 02/06/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
THINK ALPHA HOLDINGS,LLC	OWNER
WEDBUSH FINANCIAL SERVICES INC.	MEMBER
BIRCH, LAWRENCE TERRY	CHIEF EXECUTIVE OFFICER	1692733
CHOE, EUGENE ANTHONY	CHIEF COMPLIANCE OFFICER	2155125
FELDMAN, RICHARD MARK	FINOP	2273453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony Procopio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Procopio's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARXIS SECURITIES LLC

VIRTU AMERICAS LLC

KNIGHT CAPITAL MARKETS LLC

KNIGHT CAPITAL AMERICAS, L.P.

TD AMERITRADE, INC.

NATIONAL INVESTOR SERVICES CORP.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/19/2021

SIE

Date: 8/21/2017

Series 55

Date: 4/9/1999

Series 7

Date: 2/26/1997

Series 24

Date: 7/21/2016

FINRA

Current Firm

THINK ALPHA SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THINK ALPHA SECURITIES, LLC

TRUST BUT VERIFY

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