Micah T. Wei
Professional summary
Micah Tiensung Wei, CIMA®, who also goes by Micah Wei, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.
Micah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Micah has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Micah Tiensung Wei's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Micah Tiensung Wei's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428July 1, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington St Suite 1111, Conshohocken, PA 19428June 28, 2017 - September 1, 2023
OSAIC SERVICES, INC.
June 28, 2017 - November 3, 2023
FSC SECURITIES CORPORATION
June 28, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
June 28, 2017 - April 23, 2024
OSAIC WEALTH, INC.
June 28, 2017 - September 1, 2023
OSAIC SERVICES, INC.
June 28, 2017 - November 3, 2023
FSC SECURITIES CORPORATION
June 28, 2017 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
June 28, 2017 - April 23, 2024
OSAIC WEALTH, INC.
December 4, 2013 - June 13, 2017
LPL FINANCIAL LLC
December 4, 2013 - June 13, 2017
LPL FINANCIAL LLC
July 2, 2012 - October 7, 2013
FIRST ALLIED ADVISORY SERVICES, INC.
August 10, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
March 13, 2007 - October 4, 2013
FIRST ALLIED SECURITIES, INC.
January 5, 2005 - October 13, 2005
RA CAPITAL ADVISORS LLC
April 9, 2003 - October 20, 2004
DUNHAM
January 31, 2002 - April 25, 2003
SENTRA SECURITIES CORPORATION
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2024)
(7/2/2024)
Exams
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
