Roger Alan Toelke
Professional Summary
Roger Alan Toelke is a registered financial advisor currently at DOBSON STREET LLC located in Winter Park, Florida. Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27, Series 8 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
DOBSON STREET LLC
Contact Information
Main Address
1531 Aloma Avenue, Winter Park, FL 32789Phone Number
(407) 765-5446# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
82AUM (Assets Under Management)
$8,545,782Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/12/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Dec 1995Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Roger Alan Toelke's CRS (Customer Relationship Summary).
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