BH
Bruce S. Hesse
CETERA INVESTMENT ADVISERS LLC
FLEMINGTON, NJ 08822
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CRD#: 2638672
BH
Professional summary
Bruce Stanley Hesse is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Flemington, New Jersey and CETERA WEALTH SERVICES, LLC located in Flemington, New Jersey.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Bruce has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TREE HARVESTING INCOME-TREE FARM POSITION: OWNER NATURE: LAND INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1995 ADDRESS: Stockton Springs ME 04981, DESCRIPTION: Make the decisions as to when and how much acreage is harvested based on local recommendations. Provide annual reports to state of ME. 2) NASSAU PARK CONDO ASSOCIATION POSITION: PRESIDENT NATURE: CONDOMINIUM ASSOCATION INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2013 ADDRESS: Lebanon NJ 08833, DESCRIPTION: Propose budget, monitor spending, allocate resources, monitor collection of monthly funding, manage periodic owner's meetings. 3) FLEMINGTON RE HOLDINGS LLC POSITION: Sole Member/ Owner NATURE: LLC was established to purchase/maintain a Condo unit in Brooklyn NY which will be rented exclusively to my youngest son Edward Hesse. For tax purposes it will be treated as a disregarded Corporate entity INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 111 St. Route 31, Suite 114, Flemington NJ 08822, DESCRIPTION: Principal agent to purchase, maintain and rent this respective unit. I may in the future purchase additional investment Real estate within this LLC 4) RYAN FINANCIAL POSITION: Registered Rep NATURE: The sale, by contract, of a 25% equity position in my firm: Hesse Financial Services Co to Ryan Financial with eventual sale of the balance on June 30, 2029. My affiliation with Nisivoccia will terminate immediately, and I will affiliate with Ryan Financial instead. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 07/10/2025 ADDRESS: 111 St. Route 31, Suite 114, Flemington NJ 08822, United States DESCRIPTION: I will continue to manage and service client assets during this 5 year period, after which Ryan Financial will own and control 5) B.H. Family Trust; TRUSTEE; TRUST; IR; 0; 06/06/2013; Lebanon NJ 08833;
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Stanley Hesse's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 111 St. Route 31 Suite 114, Flemington, NJ 08822Office #2: 1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096RIA
CRD#: 105644
FLEMINGTON, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 111 St. Route 31 Suite 114, Flemington, NJ 08822BD
CRD#: 13572
Flemington, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Flemington, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Flemington, NJ
Past
November 3, 2016 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
Flemington, NJ
Past
November 3, 2016 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
Flemington, NJ
Past
October 13, 2016 - November 4, 2016
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Flemington, NJ
Past
October 5, 2016 - November 22, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 3, 2007 - October 5, 2016
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FLEMINGTON, NJ
Past
September 9, 2005 - October 5, 2016
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FLEMINGTON, NJ
Past
June 1, 2005 - September 27, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
December 2, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
October 13, 1995 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Delaware(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
