Joshua E. Leventhal

OLD CITY SECURITIES LLC

New York, NY 10017

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CRD#: 2638375

Professional summary

Joshua E Leventhal, who also goes by Joshua Eric Leventhal, is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2001. Joshua has worked at 4 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joshua Eric Leventhal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua E Leventhal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2017 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017

CRD#: 171910

New York, NY

Past

May 5, 2009 - April 16, 2015

BARINGS SECURITIES LLC

CRD#: 36929

NEW YORK, NY

Past

April 3, 2008 - April 29, 2009

J.P. MORGAN CLEARING CORP.

CRD#: 28432

NEW YORK, NY

Past

October 8, 2001 - April 29, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(3/30/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/8/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/5/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 12/19/2012

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OLD CITY SECURITIES LLC

CRD#: 171910 / SEC#: , 8-69488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

589 Fifth Avenue Ph, New York, NY 10017

Mailing Address

445 Central Avenue, Suite 328, Cedarhurst, NY 11516

Phone number

(212) 671-1976

Established

New York since 04/25/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OLD CITY SECURITIES HOLDINGS GP	HOLDING COMPANY
BARNETT, TREVOR CLARK	MEMBER	4722196
DAMSKI, SETH ADAM	FOUNDING MEMBER	2940303
FELDMAN, EYTAN DOV	MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR	5708084
MARRONE, MICHAEL THOMAS	FINOP
SIRIGNANO, GEORGE AMERICUS	MANAGING MEMBER	6678999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joshua E. Leventhal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joshua E Leventhal's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARINGS SECURITIES LLC

J.P. MORGAN CLEARING CORP.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2001

SIE

Date: 10/1/2018

Series 3

Date: 10/8/2012

Series 7

Date: 10/5/2001

Series 30

Date: 12/19/2012

Series 24

Date: 10/5/2009

FINRA

Current Firm

OLD CITY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD CITY SECURITIES LLC

TRUST BUT VERIFY

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