Joanne Holan
Professional summary
Joanne Holan, CFP®, who also goes by Joanne Danielsen, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in San Jose, California and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Joanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Joanne has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joanne Holan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2004 - Present
MISSIONSQUARE RETIREMENT
January 25, 2002 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240January 5, 2001 - April 26, 2001
SCUDDER WEISEL CAPITAL, LLC
February 4, 1999 - March 25, 1999
WAMU INVESTMENTS, INC.
January 1, 1997 - May 17, 1998
JACK WHITE & COMPANY, INC.
September 17, 1996 - December 9, 1996
PIM FINANCIAL SERVICES, INC.
July 3, 1996 - September 9, 1996
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2002)
(1/26/2004)
(3/1/2023)
(4/19/2023)
(6/18/2020)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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