Brian D. Albers

AURORA SECURITIES

Piqua, OH

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CRD#: 2635963

Professional summary

Brian D Albers, who also goes by Brian Douglas Albers, is a registered financial professional currently at AURORA SECURITIES located in Piqua, Ohio.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Douglas Albers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian D Albers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2025 - Present

AURORA SECURITIES

CRD#: 46147

Piqua, OH

Past

June 14, 2024 - July 1, 2025

OSAIC WEALTH, INC.

CRD#: 23131

PIQUA, OH

Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

PIQUA, OH

Past

September 4, 2013 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

PIQUA, OH

Past

February 11, 2010 - April 9, 2013

NATIONWIDE SECURITIES, LLC

CRD#: 11173

SIDNEY, OH

Past

October 15, 2009 - January 15, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TROY, OH

Past

August 17, 2009 - January 15, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TROY, OH

Past

October 2, 2007 - August 24, 2009

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

ANNA, OH

Past

December 1, 2001 - August 24, 2009

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

ANNA, OH

Past

May 31, 2000 - December 1, 2001

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

January 27, 1998 - May 31, 2000

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

August 10, 1995 - December 23, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(6/30/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/9/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CURTS INVESTMENT, LLC	OWNER
KAMEN, LORI BETH	PRESIDENT/CCO	2805591
SCHAPS, MICHAEL ROBERT	FINOP	1892138

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian D. Albers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian D Albers's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

INVESTACORP, INC.

NATIONWIDE SECURITIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FIRSTAR INVESTMENT SERVICES,INC.

CONSECO SECURITIES, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2007

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2003

Series 6

Date: 8/9/1995

FINRA

Current Firm

AURORA SECURITIES

Contact information

FINRA licenses (47 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

AURORA SECURITIES

TRUST BUT VERIFY

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