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Brian D Albers

AURORA SECURITIES
Piqua, OH
·CRD# 2635963·31 years experience

Professional Summary

Brian D Albers, who also goes by Brian Douglas Albers, is a registered financial advisor currently at AURORA SECURITIES located in Piqua, Ohio. Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brian Douglas Albers

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

AURORA SECURITIES·CRD# 46147
BD
Piqua, OH
June 25, 2025 - Present
OSAIC WEALTH, INC.·CRD# 23131
BD
Piqua, OH
June 14, 2024 - July 1, 2025
SECURITIES AMERICA, INC.·CRD# 10205
BD
Piqua, OH
July 17, 2020 - June 14, 2024
INVESTACORP, INC.·CRD# 7684
BD
Piqua, OH
September 4, 2013 - July 17, 2020
NATIONWIDE SECURITIES, LLC·CRD# 11173
BD
Sidney, OH
February 11, 2010 - April 9, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Troy, OH
October 15, 2009 - January 15, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Troy, OH
August 17, 2009 - January 15, 2010
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
RIA
Anna, OH
October 2, 2007 - August 24, 2009
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Anna, OH
December 1, 2001 - August 24, 2009
FIRSTAR INVESTMENT SERVICES,INC.·CRD# 14536
BD
Morris Plains, NJ
May 31, 2000 - December 1, 2001
CONSECO SECURITIES, INC.·CRD# 29367
BD
Carmel, IN
January 27, 1998 - May 31, 2000
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
August 10, 1995 - December 23, 1997

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Current Firm

AS
AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: 8-51322
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone Number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURTS INVESTMENT, LLCOWNER—
BONYNGE, JEFFREY REDFIELDPRESIDENT7024213
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
SCHAPS, MICHAEL ROBERTFINOP1892138

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(6/30/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1995About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Brian D Albers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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