Amy B. Armstrong

PERSIMMON CAPITAL MANAGEMENT

BLUE BELL, PA 19422

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CRD#: 2635807

Professional summary

Amy Beth Armstrong, who also goes by Amy Beth Rau, is a registered financial advisor currently at PERSIMMON CAPITAL MANAGEMENT located in Blue Bell, Pennsylvania.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Amy has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Beth Rau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Beth Armstrong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

PERSIMMON CAPITAL MANAGEMENT

Office #1: 1777 Sentry Parkway West Veva 14, Suite 102, Blue Bell, PA 19422

RIA

CRD#: 334563

BLUE BELL, PA

Past

July 13, 2021 - July 3, 2025

DAKOTA WEALTH, LLC

RIA

CRD#: 297987

Blue Bell, PA

Past

February 9, 2007 - September 14, 2021

PERSIMMON CAPITAL MANAGEMENT LP

RIA

CRD#: 108107

BLUE BELL, PA

Past

June 12, 2001 - January 25, 2006

PERSIMMON SECURITIES, INC.

CRD#: 107943

KING OF PRUSSIA, PA

Past

November 29, 1996 - January 21, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERSIMMON CAPITAL MANAGEMENT

PERSIMMON CAPITAL MANAGEMENT | PERSIMMON CAPITAL MANAGEMENT, LP

CRD#: 334563 / SEC#: 801-131898

RIA

Registered Investment Advisory firm - (2/4/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/1996

General Securities Representative Examination

Current Firm

PERSIMMON CAPITAL MANAGEMENT

PERSIMMON CAPITAL MANAGEMENT | PERSIMMON CAPITAL MANAGEMENT, LP

CRD#: 334563 / SEC#: 801-131898

RIA

Registered Investment Advisory firm - (2/4/2025 Approved)

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Contact information

Main Address

1777 Sentry Parkway West Veva 14, Suite 102, Blue Bell, PA 19422

Mailing Address

Phone number

(484) 572-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/29/2025)

Regulatory assets under management

Total Number of Accounts	578
AUM (Assets Under Management)	$ 341,222,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy B. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Beth Armstrong's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAKOTA WEALTH, LLC

PERSIMMON CAPITAL MANAGEMENT LP

PERSIMMON SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

PERSIMMON CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2002

Series 63

Date: 1/14/1997

Series 7

Date: 11/27/1996

Current Firm

PERSIMMON CAPITAL MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PERSIMMON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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