Albert J. Barbella

LPS CAPITAL

NEW YORK, NY 10022

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CRD#: 2635363

Professional summary

Albert Joseph Barbella, who also goes by Al Barbella, Albert J Barbella, is a registered financial professional currently at LPS CAPITAL LLC located in New York, New York.

Albert is registered as a RR (Registered Representative) and started their career in finance in 1995. Albert has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Al Barbella | Albert J Barbella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Joseph Barbella's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2026 - Present

LPS CAPITAL LLC

Office #1: 600 Lexington Avenue Suite 502, New York, NY 10022

CRD#: 155246

NEW YORK, NY

Past

October 16, 2025 - February 9, 2026

PARX TRADING, LLC

CRD#: 329378

NEW YORK, NY

Past

February 21, 2023 - August 11, 2025

MCAP LLC

CRD#: 139515

NEW YORK, NY

Past

June 3, 2013 - January 18, 2023

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

March 5, 2013 - May 20, 2013

DIRECT ACCESS PARTNERS LLC

CRD#: 120950

NEW YORK, NY

Past

May 15, 2012 - January 17, 2013

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

April 27, 2010 - April 25, 2012

ACCESS SECURITIES, LLC

CRD#: 22455

NEW YORK, NY

Past

December 3, 2001 - April 23, 2010

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

WHITE PLAINS, NY

Past

December 1, 1998 - October 5, 2001

PREBON FINANCIAL PRODUCTS INC.

CRD#: 29551

JERSEY CITY, NJ

Past

June 21, 1996 - April 8, 1998

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

October 9, 1995 - December 22, 1995

FIRST UNITED EQUITIES CORPORATION

CRD#: 36398

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(4/9/2026)

Florida
(4/9/2026)

New Jersey
(4/9/2026)

New York
(4/9/2026)

Exams

State Security Law Exam

Series 63

Date: 6/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/20/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/7/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LPS CAPITAL LLC

DISCOUNT MUNICIPAL BOND CORP. | TORREY PINES WEALTH MANAGEMENT, INC. | LPS PARTNERS INC. | LPS CAPITAL LLC

CRD#: 155246 / SEC#: , 8-68706

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Lexington Avenue Suite 502, New York, NY 10022

Mailing Address

600 Lexinggton Avenue Suite 502, New York, NY 10022

Phone number

(212) 441-3810

Established

California since 05/18/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LPS PARTNERS LLC	OWNER
TARLETON, JOHN WILLIAM	PRESIDENT, CCO, FINOP	1631047

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert J. Barbella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Joseph Barbella's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARX TRADING, LLC

MCAP LLC

STONEX FINANCIAL INC.

DIRECT ACCESS PARTNERS LLC

BGC FINANCIAL, L.P.

ACCESS SECURITIES, LLC

TULLETT PREBON FINANCIAL SERVICES LLC

PREBON FINANCIAL PRODUCTS INC.

SCHONFELD SECURITIES, LLC

FIRST UNITED EQUITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/1996

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/20/1999

Series 7

Date: 10/7/1995

FINRA

Current Firm

LPS CAPITAL LLC

Contact information

FINRA licenses (28 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LPS CAPITAL LLC

TRUST BUT VERIFY

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