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William Childress Bentley

CRD# 2632411·Registered 1995 - 2012
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Childress Bentley, who also goes by Will Childress Bentley, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1995 - 2012. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Will Childress Bentley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BROKERSXPRESS LLC·CRD# 127081
RIA
Tomball, TX
April 26, 2010 - September 6, 2012
BROKERSXPRESS LLC·CRD# 127081
BD
Tomball, TX
April 26, 2010 - September 6, 2012
OSAIC SERVICES, INC.·CRD# 133763
RIA
Houston, TX
April 13, 2010 - April 28, 2010
OSAIC SERVICES, INC.·CRD# 133763
BD
Houston, TX
April 6, 2010 - April 28, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Houston, TX
June 24, 2004 - March 31, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Houston, TX
June 23, 2004 - March 31, 2010
OXFORD FINANCIAL GROUP·CRD# 40700
BD
Houston, TX
January 3, 2003 - June 18, 2004
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
Dallas, TX
March 6, 1996 - December 31, 2002
EQUITY SERVICES, INC.·CRD# 265
BD
Montpelier, VT
July 19, 1995 - March 4, 1996

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Current Firm

BL
BROKERSXPRESS LLC

BROKERSXPRESS LLC | BXADVISORS | BX INSURANCE SERVICES | BX ASSET MANAGEMENT

CRD#: 127081 / SEC#: 801-66123, 8-65953
BD
Terminated by SEC on 02/05/2012

Contact Information

Established

Illinois since 03/26/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

BROKERSXPRESS DISCLOSURE BROCHURE (5/25/2012)

Direct owners and executive officers

NamePositionCRD#
BROKERSXPRESS ILLINOIS, INC.MANAGING MEMBER—
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER1216310
METZGER, BARRY SCOTTCEO4719211
WETZEL, RONALD LEEFINANCIAL & OPERATIONS PRINCIPAL (FINOP)4671726

Disclosures

Regulatory Event

6

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1995About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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