William C. Bentley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Childress Bentley, who also goes by Will Childress Bentley, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2010 - September 6, 2012
BROKERSXPRESS LLC
April 26, 2010 - September 6, 2012
BROKERSXPRESS LLC
April 13, 2010 - April 28, 2010
OSAIC SERVICES, INC.
April 6, 2010 - April 28, 2010
OSAIC SERVICES, INC.
June 24, 2004 - March 31, 2010
GUNNALLEN FINANCIAL, INC
June 23, 2004 - March 31, 2010
GUNNALLEN FINANCIAL, INC
January 3, 2003 - June 18, 2004
OXFORD FINANCIAL GROUP
March 6, 1996 - December 31, 2002
PROSPERA FINANCIAL SERVICES, INC.
July 19, 1995 - March 4, 1996
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
