Ronald Lee Wetzel
Professional Summary
Ronald Lee Wetzel, who also goes by Ron L Wetzel, Ron Wetzel, is a registered financial advisor currently at DNA SECURITIES LLC located in Chicago, Illinois. Ronald is registered as a RR (Registered Representative) and started their career in finance in 2004. Ronald has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, Series 34, Series 3, Series 7, Series 24, Series 4 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ron L Wetzel, Ron Wetzel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
DNA SECURITIES LLC | SARNA FINANCE LLC
Contact Information
Main Address
141 W. Jackson Suite 1710a, Chicago, IL 60604Mailing Address
115 W. Thomas Street, Arlington Heights, IL 60004Phone Number
(847) 363-1374Established
Delaware since 01/22/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/2/2023)
(6/3/2022)
(9/7/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2026About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Ronald Lee Wetzel's CRS (Customer Relationship Summary).
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