Jennifer A. D'ambrosio
Professional summary
Jennifer Ann D'ambrosio, who also goes by Jennifer Ann D'ambrosio, Jennifer Dambrosio, Jennifer Ann Pudlo, is a registered financial professional currently at TRADEWEB DIRECT LLC located in New York, New York and TRADEWEB LLC located in New York, New York.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1997. Jennifer has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Ann D'ambrosio's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2024 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167July 1, 2024 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167November 21, 2014 - March 27, 2024
MARKETAXESS CORPORATION
December 21, 2010 - October 9, 2014
WELLS FARGO SECURITIES, LLC
June 17, 2009 - October 18, 2010
VCM SECURITIES, LLC.
March 17, 2006 - December 3, 2008
UBS SECURITIES LLC
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
October 14, 1997 - March 28, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/23/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
TRADEWEB LLC
CRD#: 42759 / SEC#: , 8-49994
Contact information
FINRA licenses (9 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB GLOBAL LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER | 4291263 |
| PITTINSKY, JONATHAN DAVID | DIRECTOR OF FINANCIAL OPERATIONS, FIN-OP PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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