Joseph A. Conte
Professional summary
Joseph Anthony Conte, who also goes by Joseph A Conte, Joseph Conte, is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 7 firms and has passed the Series 63, Series 65, Series 79, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Conte's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2022 - Present
NATIXIS SECURITIES AMERICAS LLC
Office #1: 1251 Avenue Of The Americas 5th Floor, New York, NY, 10020December 2, 2010 - December 22, 2016
NATWEST MARKETS SECURITIES INC.
April 20, 2007 - December 3, 2010
BARCLAYS CAPITAL INC.
March 25, 1999 - May 21, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 4, 1998 - July 1, 1998
TASIN & COMPANY, INC.
June 27, 1996 - June 11, 1998
GLOBAL CAPITAL MARKETS, LLC
January 29, 1996 - June 27, 1996
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| FARRELL, JOHN | PRINCIPAL OPERATIONS OFFICER | 5996161 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MAO, YUAN-PEI | CHIEF COMPLIANCE OFFICER | 1288447 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
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