Anthony Fasulo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Fasulo, who also goes by Anthony Joseph Fasulo, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1995. Anthony had worked at 6 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2012 - April 8, 2014
WTS PROPRIETARY TRADING GROUP LLC
February 4, 2011 - December 21, 2011
DIMENSION TRADING GROUP, LLC
September 4, 2007 - January 8, 2010
G-2 TRADING,LLC
September 2, 2003 - November 25, 2003
SCHONFELD SECURITIES, LLC
February 16, 1996 - May 30, 2000
ON-SITE TRADING, INC.
July 7, 1995 - February 23, 1996
CASTLE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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