Kevin Auerbach
ChFC®, CLU®Professional Summary
Kevin Auerbach, ChFC®, CLU®, who also goes by Kevin Michael Auerbach, is a registered financial advisor currently at AUERBACH INVESTMENT SERVICES, LLC located in Narberth, Pennsylvania. Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kevin has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kevin Michael Auerbach
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
AUERBACH INVESTMENT SERVICES, LLC
Contact Information
Main Address
111 Forrest Avenue First Floor, Narberth, PA 19072Phone Number
(610) 529-3000# of Employees
2SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
112AUM (Assets Under Management)
$150,199,334Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AUERBACH INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
(1/20/2023)
(11/13/2017)
(2/20/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Kevin Auerbach's CRS (Customer Relationship Summary).
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