Kevin Auerbach

AUERBACH INVESTMENT SERVICES

Narberth, PA 19072

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CRD#: 2622423

Professional summary

Kevin Auerbach, ChFC®, CLU®, who also goes by Kevin Michael Auerbach, is a registered financial advisor currently at AUERBACH INVESTMENT SERVICES, LLC located in Narberth, Pennsylvania.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kevin has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Michael Auerbach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance agent with the State of Pennsylvania since November 2017, offering life insurance, health insurance, disability insurance, and long term care insurance to customers; Mr. Auerbach does not have a separate entity for the sales of insurance products, and is not an agent with any particular insurance carrier, but is authorized to sell insurance policies issued by various carriers; the outside business is financial-services related and Mr. Auerbach devotes approximately 5-6 hours per week during securities trading hours. Narbitrader, LLC: offering trading signals to third-parties for use in investment decisions and securities portfolio management; Mr. Auerbach devotes approximately 10-15 hours per week during trading hours to this activity; Mr. Auerbach is a member of Narbitrader since February 2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Auerbach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 13, 2017 - Present

AUERBACH INVESTMENT SERVICES, LLC

Office #1: 111 Forrest Avenue First Floor, Narberth, PA 19072

RIA

CRD#: 290041

Narberth, PA

Past

November 6, 2017 - December 31, 2017

AUERBACH INVESTMENT SERVICES, LLC

RIA

CRD#: 290041

CONSHOHOCKEN, PA

Past

October 18, 2016 - December 31, 2017

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Merion Station, PA

Past

January 4, 2016 - December 31, 2016

ELLIS INVESTMENT PARTNERS, LLC

RIA

CRD#: 157669

BERWYN, PA

Past

January 2, 2014 - December 21, 2015

CMG CAPITAL MANAGEMENT GROUP, INC.

RIA

CRD#: 110750

KING OF PRUSSIA, PA

Past

January 14, 2005 - December 31, 2013

KMA FINANCIAL GROUP

RIA

CRD#: 130737

BALA CYNWYD, PA

Past

May 11, 2004 - December 31, 2004

KMA FINANCIAL GROUP

RIA

CRD#: 130737

BALA CYNWYD, PA

Past

August 14, 2002 - April 7, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 14, 2002 - September 4, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 27, 1999 - September 4, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 3, 1999 - August 19, 1999

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

October 10, 1996 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 21, 1995 - September 23, 1996

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

June 2, 1995 - August 11, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/20/2023)

IAR

Pennsylvania
(11/13/2017)

IAR

Texas
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/2/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2002

General Securities Principal Examination

Current Firm

AUERBACH INVESTMENT SERVICES, LLC

CRD#: 290041 / SEC#:

Alabama

Registered Investment Advisory firm - (1/20/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (11/13/2017 Approved)

Texas

Registered Investment Advisory firm - (2/12/2018 Conditional Restricted)

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Contact information

Main Address

111 Forrest Avenue First Floor, Narberth, PA 19072

Mailing Address

Phone number

(610) 529-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 74,076,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Auerbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Auerbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUERBACH INVESTMENT SERVICES, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

ELLIS INVESTMENT PARTNERS, LLC

CMG CAPITAL MANAGEMENT GROUP, INC.

KMA FINANCIAL GROUP

KMA FINANCIAL GROUP

LPL FINANCIAL LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

NYLIFE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1999

Series 63

Date: 6/1/1995

Series 7

Date: 12/2/1996

Series 6

Date: 6/1/1995

Series 24

Date: 10/9/2002

Current Firm

AUERBACH INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AUERBACH INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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