AP
Andrew H. Prevost
KESTRA ADVISORY SERVICES
BETHESDA, MD 20817
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CRD#: 2620102
AP
Professional summary
Andrew Hall Prevost, who also goes by Andrew Harry Prevost, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bethesda, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Bethesda, Maryland.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Harry Prevost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Meltzer Management Company Investment Related: No Address: 6500 Rock Spring Drive Suite 500 Bethesda MD 20817 Nature of Business: Other Other/None of the Above This is a holding company for revenue from NFP. Position, Title or Relationship: Owner Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: management meetings Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Drdy Agt LLC Investment Related: No Address: 6011 Neilwood Dr Rockville MD 20852 Nature of Business: Other Other/None of the Above This LLC is just a collection entity for commissions of insurance and RIA business. Position, Title or Relationship: Member Start Date: 8/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NONE
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Hall Prevost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6500 Rock Spring Dr Suite 410, Bethesda, MD 20817RIA
CRD#: 283330
BETHESDA, MD
Current
August 30, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6903 Rockledge Drive Suite 1400, Bethesda, MD 20817BD
CRD#: 42046
BETHESDA, MD
Past
August 30, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BETHESDA, MD
Past
November 20, 2001 - September 3, 2010
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BETHESDA, MD
Past
March 21, 2001 - September 3, 2010
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BETHESDA, MD
Past
December 12, 2000 - March 8, 2001
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
January 23, 1997 - December 19, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
June 6, 1995 - January 23, 1997
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2014)
RR
Alaska(9/29/2014)
RR
Arizona(1/26/2018)
RR
California(8/30/2010)
RR
Colorado(8/30/2010)
RR
Connecticut(8/30/2010)
RR
Delaware(9/2/2010)
RR
District of Columbia(8/30/2010)
RR
Florida(8/30/2010)
RR
Georgia(8/30/2010)
RR
Illinois(4/26/2013)
RR
Indiana(6/4/2012)
RR
Iowa(6/29/2022)
RR
Kansas(7/6/2018)
RR
Kentucky(8/30/2010)
RR
Louisiana(2/15/2018)
RR
Maine(6/12/2014)
RR
Maryland(8/30/2010)
IAR
Maryland(4/18/2016)
RR
Massachusetts(8/30/2010)
RR
Michigan(3/26/2012)
RR
Minnesota(7/30/2014)
RR
Mississippi(12/20/2021)
RR
Missouri(2/24/2023)
RR
Nebraska(1/21/2022)
RR
New Hampshire(8/30/2010)
RR
New Jersey(8/30/2010)
RR
New York(8/30/2010)
RR
North Carolina(8/31/2010)
RR
Ohio(9/2/2010)
RR
Oklahoma(5/1/2023)
RR
Pennsylvania(8/30/2010)
RR
Puerto Rico(12/12/2024)
RR
South Carolina(8/25/2011)
RR
South Dakota(2/14/2024)
RR
Tennessee(3/1/2024)
RR
Texas(8/30/2010)
IAR
Texas(7/27/2023)
RR
Utah(9/11/2019)
RR
Virginia(8/30/2010)
RR
Washington(8/30/2010)
RR
West Virginia(9/29/2010)
RR
Wisconsin(2/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
