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DW

Darren S. Womer

NC SECURITIES
Bethesda, MD 20814
Some features on this profile are disabled
CRD#: 2618788
DW

Professional summary


Darren Scott Womer is a registered financial professional currently at NC SECURITIES, LLC located in Bethesda, Maryland and BAYBERRY SECURITIES, INC. located in Tysons, Virginia.

Darren is registered as a RR (Registered Representative) and started their career in finance in 1995. Darren has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Darren Scott Womer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 16, 2006 - Present

NC SECURITIES, LLC

Office #1: 7910 Woodmont Ave Suite 910 And 1250, Bethesda, MD 20814Office #2: 101 Marlboro Avenue Suite 53, Easton, MD 21601
BD
CRD#: 141074
Bethesda, MD
Current

March 3, 2020 - Present

BAYBERRY SECURITIES, INC.

Office #1: 1775 Tysons Blvd. 4th Floor, Tysons, VA, 22102
BD
CRD#: 304460
TYSONS, VA
Past

June 6, 1995 - January 29, 2002

POTOMAC SECURITIES, INC.

BD
CRD#: 25620
BETHESDA, MD

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(12/4/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 9/20/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 28
Date: 2/20/2008
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BAYBERRY SECURITIES, INC.
BAYBERRY SECURITIES, INC.

CRD#: 304460 / SEC#: , 8-70351

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
1775 Tysons Blvd. 4th Floor, Tysons, VA, 22102
Mailing Address
9752 Avenel Farm Drive, Potomac, MD 20854
Phone number
(301) 524-4759
Established
District of Columbia since 01/18/2019
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
WRIGHT, JAY OSCARPRESIDENT AND CCO2891497
WOMER, DARREN SCOTTCCO AND AMLCO2618788

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAYBERRY SECURITIES, INC.

CRD#: 304460Bethesda, MD 20814

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