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FIRM PROFILE
Overview
NC SECURITIES, LLC is located at 101 Marlboro Avenue Suite 53, Easton, MD 21601 and was first established at Philadelphia, Delaware in 09/28/2005. After operating for 20 years, NC SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NC SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. NC SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NC SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NC SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NC SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for NC SECURITIES, LLC Comes From
Understanding the Statistics for NC SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
101 Marlboro Avenue Suite 53, Easton, MD 21601
101 Marlboro Avenue Suite 53, Easton, MD 21601
Small
(240) 988-1296
Delaware since 09/28/2005
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at NC SECURITIES, LLC
Mark Richard Elliott
George William Bavin
Mark Alan Baer
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