Scott B. Makowski
Professional summary
Scott Brian Makowski, who also goes by Scott B Makowski, Scott Brian Makowski, Scott Makowski, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Scott has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 3, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Brian Makowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2022 - Present
ALLY INVEST ADVISORS
Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202May 20, 2016 - Present
ALLY INVEST SECURITIES LLC
Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202January 23, 2014 - December 2, 2015
PNC WEALTH MANAGEMENT LLC
January 21, 2014 - December 2, 2015
PNC WEALTH MANAGEMENT LLC
November 23, 2009 - February 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 18, 2009 - February 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 26, 2006 - June 8, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 13, 2003 - June 8, 2009
TD AMERITRADE, INC.
April 5, 1999 - June 8, 2009
TD AMERITRADE, INC.
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
