Richard Johnston

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

STAMFORD, CT 06901

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CRD#: 260659

Professional summary

Richard Johnston is a registered financial advisor currently at HARDMAN JOHNSTON GLOBAL ADVISORS LLC located in Stamford, Connecticut.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RICHARD IS THE GENERAL PARTNER OF THE JOHNSTON CAPITAL PARTNERS LIMITED PARTNERSHIP LOCATED AT 300 ATLANTIC STREET, SUITE 1102, STAMFORD, CT 06901. THIS FUND WAS STARTED IN JUNE OF 2002. RICHARD OVERSEES INVESTMENTS INTO THE L.P.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Johnston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 1995 - Present

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

Office #1: 300 Atlantic Street, Stamford, CT 06901

RIA

CRD#: 112500

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

HARDMAN JOHNSTON GLOBAL ADVISORS LLC | JOHNSTON ASSET MANAGEMENT LLC | JOHNSTON ASSET MANAGEMENT CORP

CRD#: 112500 / SEC#: 801-23854

RIA

Registered Investment Advisory firm - (3/26/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/23/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/1995

Uniform Investment Adviser Law Examination

Current Firm

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

HARDMAN JOHNSTON GLOBAL ADVISORS LLC | JOHNSTON ASSET MANAGEMENT LLC | JOHNSTON ASSET MANAGEMENT CORP

CRD#: 112500 / SEC#: 801-23854

RIA

Registered Investment Advisory firm - (3/26/1985 Approved)

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Contact information

Main Address

300 Atlantic Street Suite 601, Stamford, CT 06901

Mailing Address

Phone number

(203) 324-4722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARDMAN JOHNSTON FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 6,654,834,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Richard Johnston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Johnston's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

Primary Firm SEC Registration

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/1995

Current Firm

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARDMAN JOHNSTON GLOBAL ADVISORS LLC

TRUST BUT VERIFY

Contact information

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