Jeffrey Michael Rowbottom
Professional Summary
Jeffrey Michael Rowbottom, who also goes by Jeff Rowbottom, is a registered financial advisor currently at GA CAPITAL MARKETS BD, LLC located in New York, New York. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1997. Jeffrey has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Rowbottom
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FUND GOOD | GOOD INVESTOR VENTURES LLC | GOOD INVESTOR FINANCIAL | GA CAPITAL MARKETS BD, LLC
Contact Information
Main Address
55 East 52nd Street 17th Floor, New York, NY 10055Mailing Address
55 East 52nd Street 17th Floor, New York, NY 10055Phone Number
(212) 715-4000Established
Delaware since 07/06/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Rowbottom's CRS (Customer Relationship Summary).
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