William J. Visconto

EAB INVESTMENT GROUP

PHILADELPHIA, PA 19103

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CRD#: 2603790

Professional summary

William Joseph Visconto, who also goes by Bill VIsconto, is a registered financial advisor currently at EAB INVESTMENT GROUP, LLC located in Philadelphia, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 55, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Visconto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EAB Investment Group ||Small Private Company - RIA||LOCATED: New York, NY||Active Partner ||START: 7/2011 ||DEVOTE: 30HRS/MTH with 20HRS/MTH during securities trading hrs ||investment related ||+||Easterly EAB Risk Solutions LLC||Small Private Company - Asset Management of Institutional Manages accounts running EAB's current Domestic Hedge Equity strategy||LOCATED: Philadelphia, PA||Active Partner ||START: 3/2022 ||DEVOTE: 15hrs/mth with 7hrs/mth during securities trading hrs ||investment related ||+||

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Visconto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2020 - Present

EAB INVESTMENT GROUP, LLC

Office #1: 1650 Market Street Suite 1200, Philadelphia, PA 19103

RIA

CRD#: 165865

PHILADELPHIA, PA

Past

July 14, 2020 - November 10, 2022

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

December 21, 2012 - January 13, 2021

SRT SECURITIES LLC

CRD#: 33725

BIRMINGHAM, MI

Past

November 11, 2008 - May 3, 2011

MCGOWAN INVESTORS, L.P.

CRD#: 127813

PHILADELPHIA, PA

Past

September 25, 2003 - January 10, 2008

HAP TRADING, LLC

CRD#: 44257

NEW YORK, NY

Past

February 2, 1997 - June 11, 1997

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

June 13, 1995 - September 20, 1995

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAB INVESTMENT GROUP, LLC

EAB INVESTMENT GROUP, LLC | EASTERLY EAB

CRD#: 165865 / SEC#: 801-96306

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/15/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/28/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/9/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/20/2012

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 6/24/2004

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 4

Date: 2/28/2004

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/6/2004

General Securities Principal Examination

Current Firm

EAB INVESTMENT GROUP, LLC

EAB INVESTMENT GROUP, LLC | EASTERLY EAB

CRD#: 165865 / SEC#: 801-96306

RIA

Registered Investment Advisory firm - (5/29/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/15/2021 Terminated)

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Contact information

Main Address

150 Monument Road Suite 207, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(646) 583-0032

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

EAB ADV PART 2 (3/3/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 219,602,003

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William J. Visconto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Visconto's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

SRT SECURITIES LLC

MCGOWAN INVESTORS, L.P.

HAP TRADING, LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CONTINENTAL BROKER-DEALER CORP.

Primary Firm SEC Registration

EAB INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/28/2012

Series 65

Date: 10/9/2012

SIE

Date: 10/1/2018

Series 7

Date: 12/20/2012

Series 55

Date: 6/24/2004

Series 4

Date: 2/28/2004

Series 24

Date: 2/6/2004

Current Firm

EAB INVESTMENT GROUP, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAB INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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