MH
Michael D. Hakerem
KINGSWOOD WEALTH ADVISORS
Raleigh, NC 27612
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CRD#: 2601339
MH
Professional summary
Michael David Hakerem, who also goes by Michael David Hakerem, is a registered financial advisor currently at KINGSWOOD WEALTH ADVISORS, LLC located in Raleigh, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 8 firms and has passed the Series 63, Series 65, Series 16, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael David Hakerem
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MICHAEL D. HAKEREM, CFA� IS SELF EMPLOYED AND THE SOLE PROPRIETOR OF EMPOWERED PORTFOLIOS, LLC, A NORTH CAROLINA LIMITED LIABILITY COMPANY FORMED APRIL 22, 2015 AND REGISTERED TO HIS HOME ADDRESS. THIS ACTIVITY REPRESENTS A MAJORITY OF MICHAEL'S INCOME AND AT LEAST 33% OF HIS PROFESSIONAL TIME. THE NATURE OF THE BUSINESS IS TO PROVIDE RESEARCH AND ANALYTICS ON FINTECH PROVIDERS, ASSET MANAGERS, FINANCIAL MARKETS, INDIVIDUAL SECURITIES, ASSET ALLOCATION FRAMEWORKS, MACRO & MICRO ECONOMICS, GEOPOLITICS, AND OTHER FACTORS THAT IMPACT MARKETS AND PORTFOLIOS. THIS ENTITY OWNS TRADE SECRETS WHICH INCLUDES A LIBRARY OF INTELLECTUAL PROPERTY, PROPRIETARY SOFTWARE CODE, AND NETWORKS OF SUBJECT MATTER EXPERTS. "Empowered Portfolios, LLC",Is Investment Related,"10636 Tarton Fields Cir, , Raleigh, NC, 27617, United States","outsourced chief investment officer, research-only, FinTech consulting",Managing Partner,4/22/2015,80 hours per month,0 hours per month during trading hours,Other Compensation,"MICHAEL D. HAKEREM, CFA, A SUPERVISED PERSON, IS SELF EMPLOYED AND SOLE PROPRIETOR OF EMPOWERED PORTFOLIOS, LLC, A NORTH CAROLINA LIMITED LIABILITY COMPANY FORMED APRIL 22, 2015 AND REGISTERED TO HIS HOME ADDRESS. THIS ACTIVITY REPRESENTS THE MAJORITY OF MICHAEL'S INCOME AND AT LEAST 33% OF HIS PROFESSIONAL TIME. THE NATURE OF THE BUSINESS IS TO PROVIDE RESEARCH AND ANALYTICS ON FINTECH PROVIDERS, ASSET MANAGERS, FINANCIAL MARKETS, INDIVIDUAL SECURITIES, ASSET ALLOCATION FRAMEWORKS, MACRO & MICRO ECONOMICS, GEOPOLITICS, AND OTHER FACTORS THAT IMPACT MARKETS AND PORTFOLIOS. THIS ENTITY OWNS TRADE SECRETS WHICH INCLUDES A LIBRARY OF INTELLECTUAL PROPERTY, PROPRIETARY SOFTWARE CODE, AND NETWORKS OF SUBJECT MATTER EXPERTS. EMPOWERED PORTFOLIOS, LLC IS RESEARCH-ONLY FOR INSTITUTIONS, IS NOT A REGISTERED INVESTMENT ADVISOR FIRM, AND DOES NOT PROVIDE DIRECT ADVICE OR RECOMMENDATIONS, MANAGE PORTFOLIOS, OR EXECUTE TRADES ON BEHALF OF ANY INDIVIDUAL PERSONS OR ENTITIES"
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Hakerem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2024 - Present
KINGSWOOD WEALTH ADVISORS, LLC
Office #1: 3717 National Drive Suite 211, Raleigh, NC 27612RIA
CRD#: 288792
Raleigh, NC
Past
November 16, 2018 - September 3, 2024
EUDAIMONIA PARTNERS, LLC
RIA
CRD#: 283884
Raleigh, NC
Past
June 13, 2017 - October 4, 2018
HAYDEN ROYAL
RIA
CRD#: 170037
Raleigh, NC
Past
July 7, 2015 - June 13, 2017
EMPOWERED PORTFOLIOS, LLC
RIA
CRD#: 226701
RALEIGH, NC
Past
May 21, 2009 - June 17, 2014
TRIANGLE WEALTH MANAGEMENT
RIA
CRD#: 148156
RALEIGH, NC
Past
April 5, 2005 - December 31, 2010
TRIANGLE SECURITIES, LLC
RIA
CRD#: 104039
RALEIGH, NC
Past
April 26, 2001 - June 17, 2014
TRIANGLE SECURITIES, LLC
BD
CRD#: 104039
RALEIGH, NC
Past
October 1, 1999 - April 6, 2001
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 7, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
KW
KINGSWOOD WEALTH ADVISORS, LLC
3G WEALTH | UNIVERSITY PLANNING PARTNERS | UNIVERSAL FINANCIAL CONSULTANTS | TRINITY CAPITAL MANAGEMENT | THE COLLINS GROUP | SUTTER WEALTH MANAGEMENT | STEPHENS INVESTMENTS & WEALTH MANAGEMENT SOLUTIONS | STEPHAN AND ASSOCIATES WEALTH MANAGEMENT | STEGER FINANCIAL GROUP/THE EFFICIENT EDGE | SOUTHERN EDGE WEALTH SOLUTIONS | SIMINOU WEALTH MANAGEMENT | SECURIET WEALTH | SECURIAN WEALTH | ROHR CAPITAL MANAGEMENT | REPUBLIC CAPITAL GROUP | RENAISSANCE DIGITAL INVESTMENTS | RANDIE J ENTERPRISES/RJE | PROVIDENT PLACE WEALTH ADVISORS LLC | PROSPERITY WEALTH MANAGEMENT | PHOENIX ASSET ADVISORS | PCM ASSOCIATES LTD | PARADIGM WEALTH SERVICES, INC. | LOWREY WEALTH MANAGEMENT | LOEFFLER WEALTH MANAGEMENT | LIBERTY WEALTH MANAGEMENT | LAKEVIEW ASSET MANAGEMENT | KINGSWOOD WEALTH ADVISORS, LLC | KINGSWOOD FAMILY OFFICE | JHG FINANCIAL ADVISORS | INTEGRATED FINANCIAL PLANNING CENTER | GUARDIAN | GRANITE BAY CAPITAL MANAGEMENT | GOODSON WEALTH MANAGEMENT | GLENWOOD FINANCIAL PARTNERS | FRAMEPOINT PARTNERS, LP FRAMEPOINT | FOWLER FINANCIAL GROUP LLC | FINANCIAL & RETIREMENT STRATEGIES, INC. | FERNEAU ASSET MANAGEMENT | FAISON WEALTH STRATEGY | ENDEAVOR INVESTMENT RESOURCES | ELEVATE WEALTH MANAGEMENT | DYNAMIC FINANCIAL | DEFREZE FINANCIAL SERVICES | DANNAH INVESTMENTS | COMPLETE WEALTH 360 | CHALICE WEALTH ADVISORS, LLC | CHALICE WEALTH ADVISORS | CARDINAL CAPITAL PARTNERS | BRIDGERLAND FINANCIAL ADVISORS, LLC | BRIDGERLAND FINANCIAL | BREWER WEALTH MANAGEMENT | BOND HARBOR FINANCIAL ADVISORS | BLUEPRINT WEALTH SOLUTIONS | BLUEPOINT WEALTH MANAGEMENT | BIRCHWOOOD WEALTH ADVISORS | BIANCHI FINANCIAL PARTNERS | BANNER WEALTH AND LEGACY PLANNING | APEX FINANCIAL | ANDERSON TEAM FINANCIAL | ANDERSON FINANCIAL GROUP | ADMIRALTY WEALTH MANAGEMENT
CRD#: 288792 / SEC#: 801-110755
RIA
Registered Investment Advisory firm - (7/3/2017 Approved)Arizona
Registered Investment Advisory firm - (1/31/2018 Terminated)District of Columbia
Registered Investment Advisory firm - (1/31/2018 Terminated)Maryland
Registered Investment Advisory firm - (3/2/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11440 W. Bernardo Court Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,250 |
| AUM (Assets Under Management) | $ 2,470,940,336 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KINGSWOOD WEALTH ADVISORS, LLC
CRD#: 288792Raleigh, NC 27612TRUST BUT VERIFY
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