MD
Mark B. Dudycha
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Blue Bell, PA 19422
Some features on this profile are disabled
CRD#: 2599756
MD
Professional summary
Mark Briggs Dudycha, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Blue Bell, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Blue Bell, Pennsylvania.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALBERTINO FINANCIAL / DUDYCHA RETIREMENT GROUP / DC FINANCIAL SERVICES - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) HANSON MCCLAIN RETIREMENT NETWORK 3620 FAIR OAKS BLVD., STE 300 SACRAMENTO, CA 95864. BEGAN 09/1/2000 AS A FINANCIAL ADVISOR WORKING WITH HANSON MCCALIN TO MARKET TO COMPANIES THAT THEY HAVE DEVELOPED EDUCATIONAL WORKSHOPS WITH SUCH AS AT&T, VERIZAON, AND NICOR GAS. WILL BE ASSISTING EMPLOYEES IF THESE COMPANIES WITH INVESTMENT SERVICES. INVESTMENT RELATED. DEVOTES 40 HRS/WK. 40 HOURS DURING TRADING. 3) DUDYCHA RETIREMENT GROUP, 661 W GERMANTOWN PIKE, STE 2, PLYMOUTH MEETING, PA, 1/2006 AS PRESIDENT OF TAX PREP C-CORP. DEVOTES 50 HR/YR-NONE DURING TRADING. 4) ACCURATE INCOME TAX SERVICE, 2606- C EUGENIA AVE, NASHVILLE, TN, 1/2016 AS OWNER OF C-CORP. C-CORP PROVIDES TAX PREP, GENERAL BOOKKEEPING, PAYROLL AND SALES TAX PREP. NIR - 20 HR/WK - 4/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 08/17/2011
CRS (Client Relationship Summary) - RIA
Click below to view Mark Briggs Dudycha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 17, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 725 Skippack Pike, Suite 330, Blue Bell, PA 19422RIA
CRD#: 134139
Blue Bell, PA
Current
August 17, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 725 Skippack Pike, Suite 330, Blue Bell, PA 19422Office #2: 1804 Williamson Court Ste 108, Brentwood, TN 37027Office #3: 1100 Jorie Rd Ste 359, Oak Brook, IL 60523BD
CRD#: 39543
Blue Bell, PA
Past
March 14, 2003 - August 18, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BLUE BELL, PA
Past
February 2, 1999 - August 18, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BLUE BELL, PA
Past
January 18, 1996 - November 3, 1997
FREETRADE.COM, INC.
BD
CRD#: 10752
OMAHA, NE
Past
May 2, 1995 - February 8, 1996
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2022)
RR
Arizona(8/17/2011)
RR
California(11/27/2012)
RR
Colorado(4/9/2013)
RR
Connecticut(8/17/2011)
RR
Delaware(8/17/2011)
RR
Florida(8/17/2011)
RR
Georgia(6/12/2015)
RR
Illinois(8/17/2011)
RR
Indiana(8/17/2011)
RR
Kansas(8/18/2011)
RR
Kentucky(6/22/2020)
RR
Louisiana(3/21/2022)
RR
Maryland(8/17/2011)
RR
Massachusetts(10/5/2016)
RR
Michigan(3/10/2014)
RR
Mississippi(8/25/2011)
RR
Missouri(1/4/2016)
RR
Montana(9/30/2021)
RR
Nebraska(8/17/2011)
RR
Nevada(9/1/2011)
RR
New Jersey(8/17/2011)
IAR
New Jersey(11/13/2019)
RR
New York(8/19/2011)
RR
North Carolina(8/30/2011)
RR
Ohio(8/17/2011)
RR
Pennsylvania(8/17/2011)
IAR
Pennsylvania(8/17/2011)
RR
Puerto Rico(1/2/2019)
RR
Rhode Island(3/11/2014)
RR
South Carolina(2/24/2014)
RR
Tennessee(1/3/2013)
IAR
Tennessee(7/31/2017)
RR
Texas(8/17/2011)
IAR
Texas(8/30/2011)
RR
Vermont(9/20/2011)
RR
Virginia(8/17/2011)
RR
Washington(11/23/2020)
RR
Wisconsin(8/18/2011)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
