Steven Tibor Gaal
Professional Summary
Steven Tibor Gaal is a registered financial advisor currently at SKYWORKS SECURITIES, LLC located in Greenwich, Connecticut. Steven is registered as a RR (Registered Representative) and started their career in finance in 1995. Steven has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
SKYWORKS SECURITIES, LLC
Contact Information
Main Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830Mailing Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830Phone Number
(203) 983-6677Established
Delaware since 11/06/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/18/2015)
(3/4/2011)
(2/17/2004)
(1/21/2022)
(4/28/2004)
(2/18/2004)
(2/18/2004)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Tibor Gaal's CRS (Customer Relationship Summary).
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