DH
David M. Hankin
CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
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CRD#: 2597926
DH
Professional summary
David Michael Hankin, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA ADVISORS LLC located in San Diego, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GLH&C FINANCIAL SERVICES, DBA FOR FIXED INSURANCE LIFE AND SECURITIES BUSINESS.
2. RESIDENTIAL RENTAL PROPERTY, NOT INVESTMENT RELATED,CITRUS HEIGHTS, CA 95621, START FEBRUARY 2011, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OWNER AND PROPERTY MANAGER.
3. NAME OF OTHER BUSINESS: WILLOW CREEK HOA;
INVESTMENT RELATED: NO;
ADDRESS: 1700 EUREKA ROAD SUITE 130 ROSEVILLE, CA 95661;
NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION;
START DATE: 7/2015;
POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER;
APX NUMBER OF HOURS PER WEEK: LESS THAN 1;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1;
BRIEF DESCRIPTION OF DUTIES: REVIEW APPLICATION FOR PROPERTY IMPROVEMENT TO ENSURE FOLLOWING GUIDELINES;
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Hankin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101RIA
CRD#: 105644
SAN DIEGO, CA
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101Office #2: 5650 Sunrise Blvd #250, Citrus Heights, CA 95610BD
CRD#: 10299
SAN DIEGO, CA
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
CITRUS HEIGHTS, CA
Past
July 16, 2002 - January 1, 2004
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
CITRUS HEIGHTS, CA
Past
June 8, 2001 - January 2, 2004
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
May 20, 1998 - June 14, 2001
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
April 18, 1995 - June 12, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/25/2018)
RR
Arkansas(12/21/2020)
RR
California(1/1/2004)
IAR
California(3/21/2024)
RR
Florida(3/25/2025)
RR
Hawaii(12/11/2024)
RR
Idaho(10/2/2006)
RR
Massachusetts(11/21/2011)
RR
Montana(10/23/2025)
RR
Nevada(6/11/2009)
RR
New Mexico(2/3/2011)
RR
North Carolina(3/24/2020)
RR
Oregon(1/4/2007)
RR
Tennessee(10/24/2025)
RR
Texas(6/15/2010)
IAR
Texas(3/21/2024)
RR
Virginia(10/6/2023)
RR
Washington(8/26/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
