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KS

Kam F. Shadan

STRATEGIC ADVISERS LLC
SANTA ROSA, CA
Some features on this profile are disabled
CRD#: 2597579
KS

Professional summary

Kam F Shadan, who also goes by Kam F Shadan, Kamyar F Shadan, Kamyar Faraji Shadan, Sean Shadan, Kamyar Shadan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Santa Rosa, California and FIDELITY BROKERAGE SERVICES LLC located in Larkspur, California.

Kam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kam has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kam F Shadan | Kamyar F Shadan | Kamyar Faraji Shadan | Sean Shadan | Kamyar Shadan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-106406|OrgNmn:Fire Arms & Martial Arts Instructor|Org Addr:Richmond ,California,US|OBA Nature:teaching people to safely use |Invst Rel:N|Title:Instructor|Duties:hourly on weekend upon demand instruction|StrtDt:|TotHrs/mon:8|TrdHrs/mon:0|OBA-106407|OrgNmn:Polo4All / Golden Gate Polo Club|Org Addr:Santa Rosa,California,US|OBA Nature:Equestrian Sport Polo Instruct|Invst Rel:N|Title:Instructor|Duties:Teaching POLO outside of business hours and on weekends/holidays |StrtDt:03-31-24|TotHrs/mon:8|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kam F Shadan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #3: 1000 4th Street, San Rafael, CA 94901
RIA
CRD#: 104555
SANTA ROSA, CA
Current

July 30, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 601 Larkspur Landing Circle, Larkspur, CA 94939Office #2: 1000 4th Street, San Rafael, CA 94901
BD
CRD#: 7784
Larkspur, CA
Past

August 5, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LARKSPUR, CA
Past

July 28, 2018 - April 3, 2019

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
San Francisco, CA
Past

April 14, 2017 - March 6, 2018

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

December 14, 2016 - March 6, 2018

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
TIBURON, CA
Past

March 15, 2011 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 10, 2011 - December 31, 2014

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
TIBURON, CA
Past

July 1, 2008 - March 30, 2009

WHITEHALL-PARKER SECURITIES, INC.

RIA
CRD#: 10608
NOVATO, CA
Past

July 1, 2008 - March 30, 2009

WHITEHALL-PARKER SECURITIES, INC.

BD
CRD#: 10608
SAN RAFAEL, CA
Past

April 17, 2007 - March 7, 2011

PRIVATE CLIENT SERVICES

RIA
CRD#: 143140
PALO ALTO, CA
Past

October 4, 2006 - March 9, 2007

PRIVATE CONSULTING GROUP, INC.

RIA
CRD#: 45053
NOVATO, CA
Past

October 4, 2006 - March 9, 2007

PRIVATE CONSULTING GROUP, INC.

BD
CRD#: 45053
NOVATO, CA
Past

April 1, 2004 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
MILL VALLEY, CA
Past

March 31, 2004 - October 11, 2006

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
MILL VALLEY, CA
Past

July 17, 2002 - April 13, 2004

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

March 20, 1999 - June 17, 1999

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 20, 1999 - June 17, 1999

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

January 1, 1996 - January 5, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/30/2019)
RR
California
(7/30/2019)
IAR
California
(3/31/2025)
RR
Colorado
(7/30/2019)
RR
Hawaii
(7/30/2019)
RR
Nevada
(7/30/2019)
RR
Oregon
(7/30/2019)
RR
Pennsylvania
(7/30/2019)
RR
Tennessee
(5/13/2025)
RR
Texas
(7/30/2019)
IAR
Texas
(3/31/2025)
RR
Washington
(7/30/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/5/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/26/1995
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 3/2/1995
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/6/2006
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/30/1999
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Santa Rosa, CA

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