Jonathan J. Wolfe

CAMBRIDGE INVESTMENT RESEARCH ADVISORS

Fairfield, IA 52556

Some features on this profile are disabled

CRD#: 2597506

Professional summary

Jonathan James Wolfe, who also goes by Jon Wolfe, Jonathan Wolfe, Jonathon James Wolfe, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fairfield, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Wolfe | Jonathan Wolfe | Jonathon James Wolfe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022 AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan James Wolfe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Office #1: 1776 Pleasant Plain Road, Fairfield, IA 52556

RIA

CRD#: 134139

Fairfield, IA

Current

February 6, 2024 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 1776 Pleasant Plain Rd, Fairfield, IA 52556-8757

CRD#: 39543

Fairfield, IA

Past

December 4, 2019 - November 3, 2023

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

CARPINTERIA, CA

Past

December 3, 2019 - November 3, 2023

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

CARPINTERIA, CA

Past

December 13, 2013 - November 19, 2019

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ST PAUL, MN

Past

November 20, 2013 - November 19, 2019

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

May 8, 2012 - July 10, 2013

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

JERSEY CITY, NJ

Past

December 6, 2005 - January 9, 2012

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

MINNEAPOLIS, MN

Past

August 18, 2004 - January 9, 2012

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

MINNEAPOLIS, MN

Past

February 7, 2003 - July 29, 2004

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WEST CHESTER, PA

Past

August 20, 1999 - January 13, 2003

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506

MINNEAPOLIS, MN

Past

July 22, 1999 - August 26, 1999

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 22, 1999 - August 26, 1999

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 8, 1997 - July 12, 1999

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

August 30, 1995 - January 8, 1997

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

March 31, 1995 - July 13, 1995

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(2/8/2024)

IAR

Iowa
(2/8/2024)

Minnesota
(2/6/2024)

IAR

Minnesota
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Christian Ohl

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norfolk, NE

Maria Zimiga

J.P. MORGAN SECURITIES LLC

Toluca Lake, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan J. Wolfe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan James Wolfe's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

EQUITABLE DISTRIBUTORS, LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

SLD AMERICA EQUITIES, INC.

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

CITISTREET EQUITIES LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2005

Series 63

Date: 4/4/1995

SIE

Date: 10/1/2018

Series 7

Date: 9/7/1999

Series 6

Date: 3/30/1995

Series 24

Date: 10/4/2005

FINRA

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors