Christopher Stephen Hughes
Professional Summary
Christopher Stephen Hughes is a registered financial advisor currently at MAFG RIA SERVICES, INC. located in Mt. Laurel, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 1 firm and has passed the Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
MAFG RIA SERVICES, INC.
Contact Information
Main Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054Mailing Address
102 Gaither Drive Suite 5, Mt. Laurel, NJ 08054Phone Number
(856) 793-5000Established
New Jersey since 12/02/1992Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2006About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Stephen Hughes's CRS (Customer Relationship Summary).
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