MM
Michael N. Mazursky
NORTH STAR INVESTMENT MANAGEMENT
HIGHLAND PARK, IL 60035
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CRD#: 2594963
MM
Professional summary
Michael Neil Mazursky, ChFC®, CLU®, who also goes by Mike Mazoo, is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Highland Park, Illinois and NEWEDGE SECURITIES, LLC located in Highland Park, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Mazoo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NORTH STAR BENEFITS LLC~NON INVESTMENT RELATED~3325 SKOKIE VALLEY RD, #221, HIGHLAND PARK, IL 60035~INSURANCE & BENEFIT PLANNING~PRESIDENT~DECEMBER 2008~120HRS PER MONTH~100HRS PER MONTH DURING MARKET~INSURANCE & BENEFIT PLANNING - - - - - - - - - - - - 2)Q MAZOO, LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL 60035~HOLDING COMPANY~100% OWNER/MEMBER~OCTOBER 2008~0.1HRS PER MONTH~0HRS PER MONTH DURING MARKET~SERVES TO OWN 50% OF NORTH STAR BENEFITS, LLC - - - - - - - - - - - - 3)SNOWBALL PUBLIC RELATIONS & EVENTS, LLC~NON INVESTMENT RELATED~HIGHLAND PARK, IL 60035~PUBLIC RELATIONS~OFFICER~APRIL 1999~0.1HRS PER MONTH~0HRS PER MONTH DURING MARKET~ADMINISTRATIVE AND CLERICAL------------4) NEWEDGE SECURITIES, INC.; INVESTMENT-RELATED; 1251 WATERFRONT PLACE, SUITE 510, PITTSBURGH, PA 15222; REGISTERED BROKER DEALER; REGISTERED REPRESENTATIVE; NOVEMBER 2016; 200 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING HOURS; INVESTMENT SERVICES - - - - - - - - - - - - - - - 5)NORTH STAR INVESTMENT MANAGEMENT CORPORATION~INVESTMENT RELATED~HIGHLAND PARK, IL 60035~RIA~PRESIDENT~JAN 2009~160HRS PER MONTH~130HRS PER MONTH DURING MARKET~PRESIDENT
CRS (Client Relationship Summary) - RIA
Click below to view Michael Neil Mazursky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 5, 2009 - Present
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
Office #1: 332 Skokie Valley Rd. Suite 221, Highland Park, IL 60035RIA
CRD#: 117681
HIGHLAND PARK, IL
Current
October 22, 2016 - Present
NEWEDGE SECURITIES, LLC
Office #1: 332 Skokie Valley Road #221, Highland Park, IL 60035BD
CRD#: 10674
Highland Park, IL
Past
January 5, 2009 - October 22, 2016
NORTH STAR INVESTMENT SERVICES, INC.
BD
CRD#: 7984
HIGHLAND PARK, IL
Past
March 19, 2004 - January 16, 2009
PRP ADVISORS LLC
RIA
CRD#: 130555
NORTHBROOK, IL
Past
July 12, 1999 - December 31, 2008
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
HIGHLAND PARK, IL
Past
October 6, 1995 - July 8, 1999
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 29, 1995 - August 31, 1995
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
March 29, 1995 - October 5, 1995
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
Registered Investment Advisory firm - (4/28/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2016)
RR
California(10/22/2016)
RR
Colorado(10/22/2016)
RR
Florida(10/22/2016)
RR
Georgia(8/22/2017)
IAR
Illinois(1/5/2009)
RR
Illinois(10/22/2016)
RR
Indiana(10/22/2016)
RR
Michigan(10/22/2016)
RR
Missouri(1/19/2021)
RR
New Jersey(10/22/2016)
RR
New York(8/22/2017)
RR
South Carolina(10/22/2016)
RR
Wisconsin(10/22/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.
CRD#: 117681 / SEC#: 801-62013
RIA
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Contact information
Main Address
20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902
Mailing Address
Phone number
(312) 580-0900
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (31 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,532 |
| AUM (Assets Under Management) | $ 2,280,660,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/21/2024 | ||
| 08/28/2023 | ||
| 09/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
CRD#: 117681Highland Park, IL 60035TRUST BUT VERIFY
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Contact information
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