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JB

John Edward Bajus

INTELLIGENT CROSS
STAMFORD, CT
·CRD# 2594643·31 years experience

Professional Summary

John Edward Bajus is a registered financial advisor currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut. John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

INTELLIGENT CROSS LLC·CRD# 288946
BD
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902
July 17, 2024 - Present
INSTINET, LLC·CRD# 7897
BD
New York, NY
May 11, 2020 - May 28, 2024
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 10, 2018 - May 13, 2020
JEFFERIES LLC·CRD# 2347
BD
New York, NY
August 6, 2010 - December 12, 2013
UBS SECURITIES LLC·CRD# 7654
BD
Stamford, CT
June 8, 2004 - May 12, 2010
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC·CRD# 30107
BD
Boston, MA
March 10, 2003 - June 1, 2004
INSTITUTIONAL DIRECT INC.·CRD# 23019
BD
New York, NY
July 30, 2002 - February 27, 2003
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 2, 1995 - February 27, 2003

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Current Firm

IC
INTELLIGENT CROSS LLC

INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC

CRD#: 288946 / SEC#: 8-69970
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Mailing Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Phone Number

(212) 621-9640

Established

Delaware since 11/16/2016

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
IMPERATIVE EXECUTION INC.SOLE MEMBER—
CROSS, ANNAFINANCIAL AND OPERATIONS PRINCIPAL5894013
KURSMAN, SCOTT CHARLESCHIEF COMPLIANCE OFFICER2590327
PALAZZO, JOHN MICHAELCEO, CO-COO1362228
PENA, PETER JONATHANHEAD OF TRADING OPERATIONS6847261

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(8/5/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2003

Series 3 — National Commodity Futures Examination

Passed Dec 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Edward Bajus's CRS (Customer Relationship Summary).

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