John E. Bajus

INTELLIGENT CROSS LLC

Stamford, CT 06902

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CRD#: 2594643

Professional summary

John Edward Bajus is a registered financial professional currently at INTELLIGENT CROSS LLC located in Stamford, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Bajus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

INTELLIGENT CROSS LLC

Office #1: Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

CRD#: 288946

Stamford, CT

Past

May 11, 2020 - May 28, 2024

INSTINET, LLC

CRD#: 7897

NEW YORK, NY

Past

May 10, 2018 - May 13, 2020

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 6, 2010 - December 12, 2013

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

June 8, 2004 - May 12, 2010

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

March 10, 2003 - June 1, 2004

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

July 30, 2002 - February 27, 2003

INSTITUTIONAL DIRECT INC.

CRD#: 23019

NEW YORK, NY

Past

May 2, 1995 - February 27, 2003

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(8/5/2024)

Exams

State Security Law Exam

Series 63

Date: 10/5/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/17/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 12/17/1998

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/1/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTELLIGENT CROSS LLC

INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC

CRD#: 288946 / SEC#: , 8-69970

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Mailing Address

Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902

Phone number

(212) 621-9640

Established

Delaware since 11/16/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
IMPERATIVE EXECUTION INC.	SOLE MEMBER
CROSS, ANNA	FINANCIAL AND OPERATIONS PRINCIPAL	5894013
KURSMAN, SCOTT CHARLES	CHIEF COMPLIANCE OFFICER	2590327
PALAZZO, JOHN MICHAEL	CEO, CO-COO	1362228
PENA, PETER JONATHAN	HEAD OF TRADING OPERATIONS	6847261

Red Flags

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Firm Stability Insights

John E. Bajus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Edward Bajus's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTINET, LLC

CITIGROUP GLOBAL MARKETS INC.

JEFFERIES LLC

UBS SECURITIES LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

INSTITUTIONAL DIRECT INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2018

SIE

Date: 10/1/2018

Series 55

Date: 6/17/2003

Series 3

Date: 12/17/1998

Series 7

Date: 5/1/1995

Series 24

Date: 7/24/2003

FINRA

Current Firm

INTELLIGENT CROSS LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

INTELLIGENT CROSS LLC

TRUST BUT VERIFY

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