Mark J. Ziady
Professional summary
Mark Jay Ziady, who also goes by Mark Ziady, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Jay Ziady's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2015 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 245 Summer Street, Boston, MA 02210March 17, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210October 20, 2017 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210March 17, 2015 - May 18, 2016
PYRAMIS DISTRIBUTORS CORPORATION LLC
March 17, 2015 - September 12, 2017
NATIONAL FINANCIAL SERVICES LLC
April 30, 2012 - October 8, 2012
FIDELITY BROKERAGE SERVICES LLC
April 30, 2012 - October 9, 2012
NATIONAL FINANCIAL SERVICES LLC
April 30, 2012 - October 9, 2012
FIDELITY DISTRIBUTORS COMPANY LLC
November 20, 2008 - July 29, 2009
FIDELITY DISTRIBUTORS COMPANY LLC
November 20, 2008 - December 31, 2019
FIDELITY DISTRIBUTORS CORPORATION
January 26, 2006 - November 21, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
January 25, 2006 - August 14, 2006
CORRESPONDENT SERVICES CORPORATION
January 25, 2006 - November 21, 2006
NATIONAL FINANCIAL SERVICES LLC
January 3, 2006 - November 21, 2006
FIDELITY DISTRIBUTORS CORPORATION
January 21, 1999 - November 21, 2006
FIDELITY BROKERAGE SERVICES LLC
June 2, 1998 - January 21, 1999
FIDELITY DISTRIBUTORS CORPORATION
March 10, 1995 - June 2, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Boston, MA 02210TRUST BUT VERIFY
Monitor Mark Ziady
Get automatic monthly alerts on:
