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SM

Seth A. Michaels

EGRET SECURITIES LLC
Jupiter, FL
Some features on this profile are disabled
CRD#: 2590452
SM

Professional summary

Seth Adam Michaels is a registered financial professional currently at EGRET SECURITIES LLC located in Jupiter, Florida.

Seth is registered as a RR (Registered Representative) and started their career in finance in 2005. Seth has worked at 8 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Seth Adam Michaels's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 12, 2026 - Present

EGRET SECURITIES LLC

Office #2: 9607 Whippoorwill Trail, Jupiter, FL 33478
BD
CRD#: 337349
Jupiter, FL
Past

December 2, 2021 - November 26, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA
CRD#: 8361
BOCA RATON, FL
Past

September 29, 2021 - November 26, 2025

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
BOCA RATON, FL
Past

July 25, 2016 - October 14, 2021

MAXIM FINANCIAL ADVISORS LLC

RIA
CRD#: 139366
West Palm Beach, FL
Past

March 4, 2013 - October 14, 2021

MAXIM GROUP LLC

BD
CRD#: 120708
West Palm Beach, FL
Past

February 2, 2012 - March 5, 2013

JONESTRADING

BD
CRD#: 6888
MORRISTOWN, NJ
Past

May 13, 2009 - September 13, 2011

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
NEW YORK, NY
Past

September 22, 2008 - September 13, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

August 5, 2008 - April 23, 2009

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

August 5, 2008 - April 23, 2009

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY
Past

January 3, 2007 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
NEW YORK, NY
Past

January 3, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 25, 2005 - January 12, 2007

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
NEW YORK, NY
Past

January 1, 2005 - January 12, 2007

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/24/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EGRET SECURITIES LLC
EGRET | SUNSHINE PRIME | EGRET SECURITIES LLC | EGRET SECURITIES

CRD#: 337349 / SEC#: , 8-71380

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
9607 Whippoorwill Trail, Jupiter, FL 33478
Mailing Address
9607 Whippoorwill Trail, Jupiter, FL 33478
Phone number
(917) 488-3350
Established
Florida since 03/06/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SUNSHINE HOLDCO, INC.HOLDING COMPANY
KOVALEV, DMITRIYROP AND MSRB PRINCIPAL4104585
MICHAELS, SETH ADAMCEO/CCO, EXECUTIVE REP2590452
PURES, EDWARD JTRADING PRINCIPAL4194348
STAMOVA, ILINA SEVDALINOVAFINOP/PFO/POO5500851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EGRET SECURITIES LLC

CRD#: 337349Jupiter, FL

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