Mark G. Liu
Professional summary
Mark G Lim Liu, who also goes by Mark Glim Liu, is a registered financial advisor currently at ARDENT CAPITAL located in Mountain View, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Mark has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark G Lim Liu's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2005 - Present
ARDENT CAPITAL
Office #1: 2680 Bayshore Parkway Suite 307, Mountain View, CA 94043October 20, 1999 - February 16, 2005
CHARLES SCHWAB & CO., INC.
March 7, 1995 - February 16, 2005
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/13/2005)
Exams
Series 8
Date: 9/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARDENT CAPITAL
CRD#: 134105 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 48,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARDENT CAPITAL
CRD#: 134105Mountain View, CA 94043TRUST BUT VERIFY
Monitor Mark Liu
Get automatic monthly alerts on:
