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Richard John Getty

Richard J. Getty

STRATEGIC ADVISERS LLC | Financial Consultant
ALBUQUERQUE, NM
Some features on this profile are disabled
CRD#: 2587647
Richard John Getty

Professional summary

Richard John Getty, who also goes by Richard John Getty, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Albuquerque, New Mexico and FIDELITY BROKERAGE SERVICES LLC located in Albuquerque, New Mexico.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Biography

I bring a broad range of financial experience to my role as a financial consultant. I have thirty years of experience in the financial services arena. I help clients work towards their short and long term financial goals. I assist them with the accumulation of assets, the navigation of volatile financial markets, tax efficient investing and most importantly, the creation of financial plans in order to work toward living financially stress free during their retirement years.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard John Getty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Getty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Brigham Young University

Associate of Fine Arts Degree - Economics, Humanities, English, Spanish Minor

Westminster College

Bachelor of Business Studies (BBS) - Business Admistration

2022

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413
RIA
CRD#: 104555
ALBUQUERQUE, NM
Current

April 20, 2012 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2100 Louisiana Blvd Ne Building 209, Albuquerque, NM 87110-5413
BD
CRD#: 7784
ALBUQUERQUE, NM
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
ALBUQUERQUE, NM
Past

April 27, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
ALBUQUERQUE, NM
Past

April 4, 2011 - April 5, 2012

GWN SECURITIES INC.

RIA
CRD#: 128929
KAYSVILLE, UT
Past

April 4, 2011 - April 5, 2012

GWN SECURITIES INC.

BD
CRD#: 128929
KAYSVILLE, UT
Past

July 29, 2010 - September 15, 2010

WADDELL & REED

RIA
CRD#: 866
SALT LAKE CITY, UT
Past

July 28, 2010 - September 15, 2010

WADDELL & REED

BD
CRD#: 866
SALT LAKE CITY, UT
Past

June 1, 2009 - May 11, 2010

MORGAN STANLEY

RIA
CRD#: 149777
HOLLADAY, UT
Past

June 1, 2009 - May 11, 2010

MORGAN STANLEY

BD
CRD#: 149777
HOLLADAY, UT
Past

September 16, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
HOLLADAY, UT
Past

September 16, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
HOLLADAY, UT
Past

January 16, 2008 - July 8, 2008

EDWARD JONES

RIA
CRD#: 250
COTTONWOOD HEIGHTS, UT
Past

December 21, 2007 - July 8, 2008

EDWARD JONES

BD
CRD#: 250
COTTONWOOD HEIGHTS, UT
Past

June 2, 1995 - February 12, 1996

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/8/2022)
RR
Arizona
(4/20/2012)
RR
California
(4/23/2020)
RR
Colorado
(4/20/2012)
RR
Connecticut
(3/25/2023)
RR
District of Columbia
(9/18/2020)
RR
Florida
(4/23/2020)
RR
Hawaii
(4/23/2020)
RR
Idaho
(4/23/2020)
RR
Illinois
(8/8/2020)
RR
Kentucky
(5/19/2023)
RR
Maryland
(7/21/2023)
RR
Michigan
(7/8/2022)
RR
Missouri
(8/13/2021)
RR
Montana
(8/8/2020)
RR
Nevada
(3/1/2024)
RR
New Mexico
(4/20/2012)
IAR
New Mexico
(3/31/2025)
RR
New York
(3/25/2023)
RR
North Carolina
(7/8/2022)
RR
Ohio
(4/24/2020)
RR
Oklahoma
(4/23/2020)
RR
Oregon
(8/23/2018)
RR
Tennessee
(3/4/2022)
RR
Texas
(4/20/2012)
IAR
Texas
(3/31/2025)
RR
Utah
(10/16/2018)
RR
Virginia
(5/14/2018)
RR
Washington
(8/8/2020)
RR
West Virginia
(5/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/4/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/18/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Albuquerque, NM

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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