JL
Julien L. Lahiere
CETERA INVESTMENT ADVISERS LLC
HUNTSVILLE, AL 35801
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CRD#: 2587449
JL
Professional summary
Julien Louis Lahiere is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Huntsville, Alabama and CETERA WEALTH SERVICES, LLC located in Huntsville, Alabama.
Julien is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Julien has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) CB&S FINANCIAL SERVICES; Investment Related; 521 Madison Street SE, Huntsville, AL 35801; Financial Services; Financial Professional; Start Date 08/2021; 160 hours, more or less, per month with the majority of hours per month taking place during trading hours; Offer insurance, investment and securities products and services to CB&S customers. >> PERSONAL REPRESENTATIVE; Non-Investment Related; Hampton Cove, AL; Other; Personal Representative; Start Date 03/2024; 10 hours per month with no hours per month occurring during trading hours; Personal Representative of my mother's estate. NAME OF OTHER BUSINESS: ALTX, LLC; INVESTMENT RELATED: NO; ADDRESS: 601 CLEERMONT DR, HUNTSVILLE, AL 35801; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL FUNDING FOR OPERATIONS RENOVATIONS, IMPROVEMENTS FOR RENTAL PROPERTY;
CRS (Client Relationship Summary) - RIA
Click below to view Julien Louis Lahiere's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 521 Madison Street Se, Huntsville, AL 35801RIA
CRD#: 105644
HUNTSVILLE, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 521 Madison Street Se, Huntsville, AL 35801BD
CRD#: 13572
Huntsville, AL
Past
August 6, 2021 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Huntsville, AL
Past
August 6, 2021 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Huntsville, AL
Past
May 16, 2013 - August 6, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
HUNTSVILLE, AL
Past
October 15, 2010 - August 6, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
HUNTSVILLE, AL
Past
April 7, 2010 - October 15, 2010
ST JOHNS WEALTH MANAGEMENT
RIA
CRD#: 105564
HUNTSVILLE, AL
Past
May 23, 2002 - March 16, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC
RIA
CRD#: 17086
HUNTSVILLE, AL
Past
April 17, 1998 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
BD
CRD#: 17086
HUNTSVILLE, AL
Past
July 3, 1996 - March 31, 1998
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 16, 1995 - July 2, 1996
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
IAR
Alabama(2/20/2025)
RR
California(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Maine(2/20/2025)
RR
Minnesota(2/20/2025)
RR
Mississippi(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Ohio(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Virginia(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Huntsville, AL 35801TRUST BUT VERIFY
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