GT
Geoffrey M. Tomasetti
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
NORTH POTOMAC, MD
Some features on this profile are disabled
CRD#: 2585622
GT
Professional summary
Geoffrey Michael Tomasetti, ChFC®, who also goes by Geoffrey M Tomasetti, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in North Potomac, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Gaithersburg, Maryland.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Geoffrey has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Geoffrey M Tomasetti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.TOMASETTI WEALTH MANAGEMENT LLC, 14927 CARRY BACK DR, NORTH POTOMAC, MD, 11/2011 AS PRESIDENT OF SECURITIES LLC. INV REL - 40 HR/WK - 7/TRADING. 2.TOMASETTI WEALTH MANAGEMENT LLC dba MONTGOMERY FINANCIAL PARTNERS, 14927 CARRY BACK DR, NORTH POTOMAC, MD, 3/2016 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 0 HRS. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Michael Tomasetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 29, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1 Bank St. Ste. 100, Gaithersburg, MD 20878Office #3: 5301 Buckeystown Pike Ste. 205d, Frederick, MD 21704RIA
CRD#: 134139
NORTH POTOMAC, MD
Current
May 29, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1 Bank St. Ste. 100, Gaithersburg, MD 20878Office #2: 5301 Buckeystown Pike Ste. 205d, Frederick, MD 21704BD
CRD#: 39543
Gaithersburg, MD
Past
June 17, 2009 - June 1, 2015
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
BETHESDA, MD
Past
June 17, 2009 - June 1, 2015
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
BETHESDA, MD
Past
February 11, 2008 - March 5, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WASHINGTON, DC
Past
February 11, 2008 - March 5, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
WASHINGTON, DC
Past
September 16, 2005 - December 14, 2007
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
BETHESDA, MD
Past
September 16, 2005 - December 14, 2007
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
BETHESDA, MD
Past
November 3, 2004 - August 18, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
ROCKVILLE, MD
Past
November 3, 2004 - August 18, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
October 31, 2003 - November 4, 2004
M&T SECURITIES, INC.
RIA
CRD#: 17358
CHEEKTOWAGA, NY
Past
October 21, 2003 - November 4, 2004
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
August 26, 2003 - October 20, 2003
IFMG SECURITIES, INC.
RIA
CRD#: 14416
MILFORD, MA
Past
June 5, 2002 - October 20, 2003
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
February 27, 1996 - June 3, 2002
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/29/2015)
RR
District of Columbia(5/29/2015)
RR
Florida(6/2/2015)
RR
Hawaii(2/21/2023)
RR
Idaho(8/5/2025)
RR
Illinois(7/22/2023)
RR
Louisiana(9/17/2024)
RR
Maryland(5/29/2015)
IAR
Maryland(5/29/2015)
RR
Michigan(9/28/2022)
RR
New Jersey(6/2/2015)
RR
Ohio(2/10/2020)
RR
Pennsylvania(5/29/2015)
RR
South Carolina(6/2/2015)
RR
Tennessee(1/3/2023)
RR
Texas(6/2/2015)
IAR
Texas(6/2/2015)
RR
Virginia(5/29/2015)
RR
Washington(6/2/2015)
RR
West Virginia(5/29/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
