Paul K. Karrlsson-willis
Professional summary
Paul Kendle Karrlsson-willis, who also goes by Paul Kendle Karrlsson Willis, Paul Kendle Karrlsson-willis, Paul Karrlsson-willis, Paul Kendle Karrlssonwillis, is a registered financial professional currently at STERN BROTHERS & CO. located in Vero Beach, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1995. Paul has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 55, Series 17, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Kendle Karrlsson-willis's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2025 - Present
STERN BROTHERS & CO.
October 4, 2023 - February 16, 2024
NETSHARES FINANCIAL SERVICES LLC
July 28, 2023 - October 5, 2023
BROAD STREET CAPITAL MARKETS, LLC
August 12, 2021 - May 18, 2023
JUSTLY MARKETS LLC
October 26, 2018 - August 10, 2021
STONEX FINANCIAL INC.
January 22, 2016 - November 5, 2018
CABRERA CAPITAL MARKETS, LLC
July 21, 2014 - January 19, 2016
MARCO POLO SECURITIES INC.
August 3, 2001 - August 7, 2013
FIDELITY BROKERAGE SERVICES LLC
March 15, 1995 - August 7, 2013
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2025)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/1/1999
Limited Representative-Equity Trader ExamSeries 17
Date: 2/15/1995
Limited Registered Representative ExaminationFINRA
Current Firm
STERN BROTHERS & CO.
CRD#: 16325 / SEC#: , 8-33724
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEGGY P FINN REVOCABLE TRUST DTD 11-7-1996 AS AMENDED | TRUST | |
| PEGGY P. FINN 2012 TRUST DATED 12-21-2012 | TRUST | |
| CLEMENTS, DONALD SIDNEY | CHIEF TECHNOLOGY OFFICER | 4440518 |
| ESSERT, GLENN EDWARD | CHIEF COMPLIANCE OFFICER, AMLCO | 1447868 |
| FINN, PEGGY PRINCE | CHAIRMAN OF THE BOARD, DIRECTOR, CEO, SECRETARY, TRUSTEE | 730640 |
| FINN, TERRENCE MICHAEL | PRESIDENT, DIRECTOR | 1102166 |
| MIRIANI, JASON ANDREW | CFO, TREASURER | 4547660 |
| WARREN, KAREN KAY | PRINCIPAL OPERATIONS OFFICER | 1316200 |
Disclosures
| Regulatory Event | 1 |
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