FIND A STERN BROTHERS & CO. FINANCIAL ADVISOR NEAR ME
Find, Compare and Monitor Financial Advisors at STERN BROTHERS & CO.
Looking for a Financial Advisor at STERN BROTHERS & CO.?
We have compiled every financial advisor who works at STERN BROTHERS & CO. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.
If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.
FIRM PROFILE
Overview
STERN BROTHERS & CO. is located at 8000 Maryland Ave. Suite 800, St. Louis, MO 63105-3911 and was first established at Kansas City, Missouri in 01/25/1985. After operating for 41 years, STERN BROTHERS & CO. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STERN BROTHERS & CO.’s clients are individuals and 0% of their clients are high net worth individuals. STERN BROTHERS & CO. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STERN BROTHERS & CO. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STERN BROTHERS & CO.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STERN BROTHERS & CO.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STERN BROTHERS & CO. Comes From
Understanding the Statistics for STERN BROTHERS & CO. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
No Information
No Information
FIRM INFORMATION
8000 Maryland Ave. Suite 800, St. Louis, MO 63105-3911
8000 Maryland Ave. Suite 800, St. Louis, MO 63105-3911
Small
(314) 727-5519
Missouri since 01/25/1985
Corporation
September
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| PEGGY P FINN REVOCABLE TRUST DTD 11-7-1996 AS AMENDED | TRUST | ||
| PEGGY P. FINN 2012 TRUST DATED 12-21-2012 | TRUST | ||
| CLEMENTS, DONALD SIDNEY | CHIEF TECHNOLOGY OFFICER | 4440518 | |
| ESSERT, GLENN EDWARD | CHIEF COMPLIANCE OFFICER, AMLCO | 1447868 | |
| FINN, PEGGY PRINCE | CHAIRMAN OF THE BOARD, DIRECTOR, CEO, SECRETARY, TRUSTEE | 730640 | |
| FINN, TERRENCE MICHAEL | PRESIDENT, DIRECTOR | 1102166 | |
| MIRIANI, JASON ANDREW | CFO, TREASURER | 4547660 | |
| WARREN, KAREN KAY | PRINCIPAL OPERATIONS OFFICER | 1316200 |
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
How Do I Determine Which Firm to Work With?
Advisor's working at STERN BROTHERS & CO.
Jerome Maurice Menifee
Joseph Augostino
Katherine T Turner
Compare statistics for financial advisors here.
Review financial advisor disclosures here.
