Michael J. Beaver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Beaver, who also goes by Michael Beaver, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 9 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2021 - June 7, 2023
LIME TRADING CORP
April 28, 2015 - May 25, 2016
WEDBUSH SECURITIES INC.
October 24, 2014 - May 25, 2016
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
January 22, 2008 - February 26, 2013
NASDAQ CAPITAL MARKETS ADVISORY LLC
October 18, 2007 - February 26, 2013
NASDAQ EXECUTION SERVICES, LLC
May 19, 2003 - October 28, 2004
CARLIN EQUITIES, LLC
August 18, 2000 - May 22, 2003
MILLENNIUM BROKERAGE, L.L.C.
September 4, 1996 - May 7, 1999
JOSEPHTHAL & CO., INC.
June 28, 1995 - August 30, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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